- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Specialist provides second-line ... below in as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (New York, NY)
- …section below in as you consider this opportunity.** **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- TD Bank (New York, NY)
- …& Experience below as you consider this opportunity. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- BMO Financial Group (New York, NY)
- …per week at our 151 W 42nd Street, NY office. Provides market risk oversight , monitoring, and reporting for a designated portfolio. Develops and monitors the market ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight **… more
- Capital One (New York, NY)
- …for delivering effective challenge and compliance advice relating to the business 's partner oversight program and processes worldwide, with an emphasis on ... Director, Network Compliance (Partner Oversight ) The Network ...Develop expert-level understanding of the operating regulations and partner oversight -related business processes worldwide + Proactively identify… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- Molina Healthcare (Yonkers, NY)
- …State, Federal, NCQA and Molina delegation standards and requirements. Provides delegation oversight compliance leadership and expertise and responsible for the ... Oversight Program in full support of and extension of Molina's Corporate Compliance Program. Collaborates closely with internal business owners to manage and… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- American Express (New York, NY)
- …Quality & Oversight team within the Merchant Services - US business is dedicated to ensuring customer-facing teams are effectively positioned to identify, ... and reduce operational risk. This Director of Quality & Oversight position will report to the Vice President of...communication skills to lead, influence, and build consensus among senior leaders across different business groups. +… more
- American Express (New York, NY)
- …Amex and let's lead the way together. The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management ... maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals… more
- Citigroup (New York, NY)
- …auditors, managing remediation efforts or corrective action plans, and ensuring compliance while minimizing business risks. **Education** : Bachelor's/University ... the Citigroup franchise or reputation. The role includes developing business strategies, calculating/reviewing CECL reserves, conducting sensitivity analysis, reviewing… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- TD Bank (New York, NY)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act… more