- United Nations (New York, NY)
- …of the recommendations of oversight bodies. The Programme Officer reports to the Senior Risk Management and Compliance Officer P-5. The position is based ... Pension Fund. The Fund has offices in New York ( United States ) and Geneva (Switzerland) and two...support to the Fund-wide risk management working groups, advises senior managers on the development and implementation of risk… more
- BNP Paribas (New York, NY)
- …US ("GFS US "). Established in 2014 and based in New York, GFS US is a Group Compliance Domain tasked with developing and implementing an industry-leading ... Office of Foreign Asset Control ("OFAC") Compliance Program. GFS US is responsible for...bank employs over 3,500 people in offices in the US across 10 states including New York,… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100...drive ambition for every future! Purpose Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance … more
- Crdit Agricole CIB (New York, NY)
- …strategic responses to new compliance requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the ... Information Salary Range: $250k - $300k #LI-DNI Position location Geographical area America, United States Of America City NEW YORK Candidate criteria Academic… more
- CLS-Group (New York, NY)
- …currencies are settled in CLS. CLS Risk Management is led by the Chief Risk Officer (CRO), who reports directly to the Chief Executive Officer and, to ensure ... and adjustment of aggregate short position limits and the assessment of compliance with initial onboarding requirements as well as on-going participation eligibility… more
- Group PMX (New York, NY)
- …and ProjectWise, or any alternative system as directed by the Project Chief Executive Officer (PCEO). o Ensure all project documents adhere to the uniform filing and ... collaborative data in digital form on an MTA-approved server. * Compliance and Quality Control: o Coordinate and ensure that...team" environment where every team member, from entry-level to senior management, plays a crucial role in our success.… more
- American Express (New York, NY)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. The Technical Risk Management (TRM) team, within… more
- Live Nation Entertainment, Inc. (New York, NY)
- …modeling across the Merch Traffic business. Oversee accounting operations, ensuring SOX compliance with internal controls, US GAAP, and Live Nation financial ... the artists they love. THE ROLE As Chief Financial Officer of Merch Traffic, you will lead all aspects...lead all aspects of financial strategy, operations, reporting, and compliance for the business. You will be a thought… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... **Work Location** : New York, New York, United States of America **Hours:** 40...reputation of Compliance 's good governance depends on us . The Senior Compliance Office… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Bank of America (New York, NY)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/New-York/ Senior -Portfolio-Management- Officer ... an impact. Join us ! **Job Description:** The Senior Portfolio Management Officer (SPMO) is responsible...Structurng + Problem Solving + Negotiation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
