- Kyndryl (Rye Brook, NY)
- …in IFRS accounting + Experienced in taking full charge of a large company's SEC reporting / technical accounting matters + Demonstrate very strong technical ... highly-skilled CPAs / US GAAP subject matter experts to lead the Company's external reporting and technical...the following activities: + Compilation of the Company's external reporting documents and SEC filings (Forms 10-K… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... gift and entertainment, procurement lobbying) for CIB. This role will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In… more
- Synchrony (New York, NY)
- …legal entities + Review Reports prior to submission, facilitate reviews and approval with Senior Management + Lead regulatory reporting data strategy for the ... FR Y-11, FR Y-14Q and FR Y-15. You will lead regulatory reporting strategy, driving process improvement...documentation of policies and procedures + Ensure consistency across SEC reporting and Regulatory Reporting ,… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including cross-border… more
- Mizuho Corporate Bank (New York, NY)
- …on various regulatory changes to understand the impacts and requirements + Take the lead on analysis and implementation of regulatory reporting solutions + Work ... of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the… more
- TD Bank (New York, NY)
- …risk assessments to ensure effective business control framework. + Provide ongoing reporting to senior management. + Develop and deliver proactive strategies ... can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in… more
- JPMorgan Chase (New York, NY)
- …holistic risk assessment and prevent over-leveraging of the bank's assets. Present and lead discussions with trading and senior management during regional and ... concentrated or concerning risk positions to ensure appropriate transparency and reporting . Participate in regulatory exams with regulators such as the Federal… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Senior Risk Analyst is a specialist role with a quantitative ... manage the broker dealer risk arising from participation in Repo markets. Lead the development of quantitative tools and methods to improve cross-product risk… more
- Grant Thornton (New York, NY)
- …or transaction advisory services. + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions. + ... As a Financial Due Diligence Senior Associate, you'll focus on middle-market transactions, serving...the identification of key risks and business drivers. + Lead analysis on key operational data, net working capital,… more
- Grant Thornton (New York, NY)
- …Audit or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions + Purchase ... As a Valuation & Modeling - Real Estate - Senior Manager, you'll assist clients by leading teams that...as the day-to-day point person on real estate engagements, lead meetings and calls with clients and target management… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory and ... improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + **Partner** with senior stakeholders across the firm,… more
- Synchrony (New York, NY)
- …group of accounting policy professionals that supports Synchrony' s accounting, reporting and controllership activities. The Accounting Policy team provides research ... actual and proposed transactions, US GAAP and regulatory technical and reporting issues, policy implementation, and process enhancements and improvements, to ensure… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... + 7 - 12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required + Credit-related product… more
- MetLife (New York, NY)
- …foreign exchange, pensions, stock compensation, mergers & acquisitions, goodwill, tax and SEC reporting and planning and projections. * Identifying and assessing ... Hybrid Reports to: SVP, Technical Accounting, Internal Controls, External Reporting Travel: Less than 5% The Team You Will...is a global leadership role that reports to the Senior Vice President of Technical Accounting, Internal Controls and… more
- Raymond James Financial, Inc. (New York, NY)
- …tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of ... on a timely and accurate basis. Recruit, train and lead teams responsible for working with RJF Risk stakeholders...with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,… more
- JPMorgan Chase (New York, NY)
- …Conduct and Operational Risk (CCOR) organization, you will be the global Compliance Lead for one of the largest Lines of Business (LOB) in Asset Management. ... and Awareness, Monitoring and Testing, Issue Management, Risk Assessment and Reporting , and Risk Control Self-Assessment (RCSA). You will provide compliance coverage… more
- S&P Global (New York, NY)
- …directly to the Deputy General Counsel and Corporate Secretary, and will lead a team of three attorneys, including securities, executive compensation, and benefits ... taking significant responsibility for 1934 Act disclosure and compliance, NYSE/ SEC compliance, and corporate finance transactions, including capital markets… more
- FuseMachines (New York, NY)
- …goals. 3. Reporting and Compliance + Ensure timely and accurate financial reporting in accordance with SEC regulations and GAAP/IFRS standards. + Prepare and ... file quarterly and annual reports (10-Q, 10-K) with the SEC . + Maintain compliance with Sarbanes-Oxley (SOX) requirements and other relevant regulations. 4. Investor… more
- OTC Markets Group Inc (New York, NY)
- …Public Relations professional to join our Marketing Team. The VP, Communications, reporting to the Chief Marketing Officer, plays a pivotal role within the ... annual bonus program and equity. What You'll Do: + Lead the development and implementation of an external communications...markets with the media while positioning the CEO and Senior Management as thought leaders in the financial markets'… more
- City National Bank (New York, NY)
- …party risk management policy. This role will also maintain procedural documents and provide reporting for the team. WHAT WILL YOU DO? * Manage vendors within the ... processes, and procedures in alignment with VMO policy and goals. * Lead the development and communication of standards, processes, and procedures; Maintain and… more