- TD Bank (New York, NY)
- …support the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory... Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- Tradeweb (New York, NY)
- …- including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the ... proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a highly organized… more
- City of New York (New York, NY)
- …the marketplace from predatory practices and strives to create a culture of compliance . Through its community outreach and the work of its offices of Financial ... New Yorkers and communities with low incomes in building wealth and improving their financial health. OFE is the...Centers launched in 2022 as part of the Adams Administration 's Economic Recovery Blueprint. The Program Officer is an… more
- Citigroup (New York, NY)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, ... are met and coordinating contract negotiation and processing + Provide oversight of the Business Critical Milestone Reporting process and other reporting… more