- US Bank (St. Paul, MN)
- …Wealth Management & Investment Services European client billings and Global Fee Management risk management , compliance , quality assurance and ... manages operational risks associated with span of responsibility, including the identification of control gaps and the design of operational controls to mitigate… more
- Grant Thornton LLP (Minneapolis, MN)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA,… more
- Grant Thornton LLP (Minneapolis, MN)
- …+ Knowledge of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking ... Minimum 3 years of related work experience working in compliance , risk management , or internal...+ Practical work experience involving compliance testing/monitoring, compliance audits, compliance training, control … more
- Grant Thornton LLP (Minneapolis, MN)
- …Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk Manager, you...+ Bachelor's degree in Accounting, Economics, Finance, Information Technology, Risk Management , or related field required +… more
- Deloitte (Minneapolis, MN)
- …audits and assessment programs of the Technology Cyber Security Risk & Compliance team which includes risk management , audits, and assessments for ... provide input to DT - US personnel on appropriate controls to address audit risks. The position will also...Areas of focus include: + Risk & Compliance + Identity & Access Management +… more
- Marriott (St. Paul, MN)
- …the efficacy of remediations addressing identified issues. **CORE WORK ACTIVITIES** **Security Compliance & Risk Management ** + Conduct assessments of ... and tracking actions related to developing and driving the implementation of cyber security risk management plans, ensuring effective cyber security risk … more
- US Bank (St. Paul, MN)
- …experience - Typically more than six years of experience in fiduciary operational risk management , compliance , internal auditing, public accounting, or other ... at-all from Day One. **Job Description** The Fiduciary Operational Risk Management Oversight position will provide independent...risk mitigation. + Consulting on business line operational risk procedures, control design and training. +… more
- Huntington National Bank (Minnetonka, MN)
- …risks Basic Qualifications: + Bachelor's degree + Minimum of 5 years of experience in Audit, Compliance , Risk Management or Operational Risk . + In lieu ... comprehensive "Issues Management " reporting + Supporting the Risk and Control Self-Assessment (RCSA) segment ...may be considered Preferred Qualifications: + Advanced knowledge of risk management principles and regulatory compliance… more
- Wells Fargo (Minneapolis, MN)
- …in a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported ... Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under...an offer into the 2-year rotational analyst program. + Control Management is a financial industry function… more
- Wells Fargo (Minneapolis, MN)
- …in a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported ... **2025 Analyst Development Program, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this...the business and provide a positive client experience. + Control Management is a financial industry function… more
- BMO Financial Group (Minneapolis, MN)
- …accuracy, consistency across groups. Applies specialized knowledge of risk management , regulatory compliance and internal controls related to ... study or an equivalent combination of education and experience. + Experience in risk management , audit, compliance , governance and/or project management… more
- US Bank (Hopkins, MN)
- …and associated risks/ controls , including technology + Considerable knowledge of Risk / Compliance /Audit competencies, including control environment + Solid ... outside the office location for the other days** Technology Risk & Compliance Management #TechRCM...+ Effectively manage to timelines and deliverables + Understand risk considerations and an effective control environment… more
- Wells Fargo (Minneapolis, MN)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management * Provide direction to the ... policies across programs such as Risk and Control Self Assessments, Program Effectiveness, Compliance Training,... Compliance Aggregated Risk Assessments, Enterprise Risk Identification & Assessment, Issues Management , Third… more
- Huntington National Bank (Minnetonka, MN)
- …are managing, monitoring, and escalating compliance risks within the Corporate Compliance risk management framework. Specific responsibilities of this ... * C ollaborate with business units to ensure that control environments are designed to comply with regulatory guidance.../practices are aligned with and integrated into the enterprise Compliance Risk Management Program. *… more
- Wells Fargo (Minneapolis, MN)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's ... Compliance Specialist will work directly with business, independent risk management , enterprise testing, and audit partners,...auditors. + Understanding of banking risk and control systems and issue management processes. +… more
- Huntington National Bank (Minnetonka, MN)
- …work experience. + 3 or more years of applicable experience in regulatory compliance , legal, or operational risk management . Preferred Qualifications: + ... of FRB KRIs and other metrics. + Evaluate various controls / control environments to assess for potential UDAAP...apply federal compliance laws and regulations. + Compliance or Risk Management certification.… more
- US Bank (Minneapolis, MN)
- …to execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously ... assurance and advisory services designed to evaluate and improve the effectiveness of risk management , control , and governance processes of US Bancorp… more
- KPMG (Minneapolis, MN)
- …agile implementation experience and qualifications is preferred + Advanced understanding of risk management and compliance concepts and processes with ... practical experience in areas such as Risk Management (including enterprise, third party, operational, IT), Compliance Management , Policy Management ,… more
- Huntington National Bank (Minnetonka, MN)
- …CIA, CAMS, CRCM, etc.) or progress toward/eligibility for certification. + Internal Audit, Risk Management , Compliance , or Operations experience within a ... and interact with management . + Work on executing Second Line Enterprise Risk Management Audits + Performs other duties as assigned. Basic Qualifications: +… more
- US Bank (Minneapolis, MN)
- …systems, and associated risks/ controls . - Thorough knowledge of Risk / Compliance competencies. - Strong leadership and management skills of processes, ... function, oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure… more