- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and investigate potentially suspicious activity, including money movements and trades. Ensure compliance with AML rules and regulations through the filing of ... from account surveillance, branch escalations, negative news matches, regulatory investigations , and matters otherwise escalated to the AML...escalated to the AML Group by other AML teams, the Business, Compliance , Legal, Risk… more
- MUFG (Tampa, FL)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... Customer Service; (4) Staff and Performance Management (if applicable) (5) Compliance policies and procedures. (6) Special projects (7) Provide Operational… more
- MUFG (Tampa, FL)
- …reconciled against courier log. Handle Documentary LC documents as well. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL ... (a) Documentary Collections- Incoming and Outgoing/ Checks (b) US compliance regulation checks/screening/data entry; and (c) acceptances/payments, Reimbursement claims.… more
- USAA (Tampa, FL)
- …training programs, materials, and events to meet quality requirements, ensure compliance with legal standards, and align with CoSA and Enterprise strategy. ... partners. + Supervises the sustainment of changes within the organization in compliance with USAA's Change Management methodology. + Ensures risks associated with… more
- MUFG (Tampa, FL)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support...Support a group of staff (4-8) which consists of Analyst /Officer + Support the development of staff as well… more