- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development ... with AML regulatory requirements. The ACRM Global Funds Transfer Vice President reports directly to the Global...Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa Florida… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... requirements. + Partner with Finance Subject Matter Experts on Independent Compliance Risk Management (ICRM) and Internal Audit engagement + Execute… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... Risk Management Framework, KPMG SOC 1/ SOX Engagements and compliance with various Risk Management / Compliance Policies in partnership with O&T… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... part of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in… more
- Citigroup (Tampa, FL)
- …Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa… more
- Citigroup (Tampa, FL)
- …AML program and the control environment using key indicators leveraged across AML, Independent Compliance Risk Management , and business risk governance ... individual will be a part of the Global AML Risk Insights team which serves as the end-to-end feedback...serves as the end-to-end feedback loop for Citi's AML Compliance program as well as a driver of credible… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-in-class. As a Payments Risk Vice President on the Corporate and Investment Bank (CIB) Wholesale ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You… more
- Citigroup (Tampa, FL)
- …or may result in incorrect RWA under Standardized and/or Advanced approach and/or non- compliance with risk management policies or regulatory capital ... regulators on the effectiveness of credit, capital and collateral risk management and the ability of the...to determine regulatory capital treatment for various exposures. The VP , COBRA Regulatory Risk Officer assists in… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** The Data Governance & Controls Vice President ( VP ) will support the Office of the Chief Data ... of reports is imperative to support internal and external requirements for America's Risk Management (ARM), Chief Finance and Strategy Office (CFSO), MUFG Lines… more
- Citigroup (Tampa, FL)
- …the Human Resources organization. + Deliver daily/weekly/monthly/quarterly responsibilities to ensure compliance with Operational Risk Management Policy, ... a focus in Risk and Control, Operational Risk Governance, Internal/External Audit or Regulatory Compliance ....or equivalent experience, potentially Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Wealth Independent Assessment Organization's Testing team ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...CT teams on a regular basis. + Informing CT management of significant compliance matters that require… more
- Morgan Stanley (Tampa, FL)
- …its workforce (M/F/Disability/Vet). #LI-AJ1 **Job:** **Wealth Management * **Title:** * Vice President : Anti-Money Laundering Risk Negative News ... news screening processes for Morgan Stanley. *Responsibilities:* The AML Risk VP oversees part of the AML...nature and purpose of the customer's account(s). * Provide risk management services in support of the… more
- Morgan Stanley (Tampa, FL)
- …services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of Wealth Management and the Morgan Stanley Private Bank, ... and * Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing...benefit programs. **Job:** **Wealth Management * **Title:** *Assistant Vice President : Anti-money Laundering Risk … more
- Morgan Stanley (Tampa, FL)
- …**Wealth Management * **Title:** *Financial Crimes Governance and Program Management , Vice President * **Location:** *Florida-Tampa* **Requisition ID:** ... and revision. The VP will compile routine risk metrics for management reporting and identify...enterprise financial crimes procedures process to adhere to regulatory compliance requirements. The VP will manage establishing… more
- JPMorgan Chase (Tampa, FL)
- …Capabilities:** + 7+ years of financial service experience in controls, audit, quality assurance, risk management , or compliance preferred + Experience in a ... control-related activities, including risk /control identification and assessments, operational risk events and issue management + Drive remediation,… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Vice President is an Individual Contributor role responsible for a number of activities in support of the Governance Reporting ... Controls function alongside other key teams such as Issue Management , Model Strategy, Operational Risk , Compliance...such as Issue Management , Model Strategy, Operational Risk , Compliance Transformation, Finance PMO Governance and… more
- MUFG (Tampa, FL)
- …is a decisive asset + A minimum of 7-10 years' experience in operational risk management , internal audit, consulting, regulatory or related field applicable to ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- Morgan Stanley (Tampa, FL)
- …#LI-AJ1 **Job:** **Wealth Management * **Title:** *Financial Crimes Issue Management , Assistant Vice President * **Location:** *Florida-Tampa* ... *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line....for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Issue management AVP/ VP will be responsible for managing… more