- Mizuho Corporate Bank (New York, NY)
- …of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or business ... Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the misuse of… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... + A minimum of 7 years' derivatives, swaps and/or commodities products compliance + Experience conducting trade surveillance , real-time market monitoring and… more
- Truist (New York, NY)
- …or more LOBs in performing trade and electronic communication surveillance activities, working with traders, compliance , and other risk functions to ... will let you see your application status and any communications . If you already have a profile with us,...Surveillance program within CIB. The team performs trade surveillance activities, working with traders, compliance , and… more
- MetLife (New York, NY)
- …activities, gifts and entertainment, monitoring and testing, and electronic communication surveillance , and compliance with new, and increasingly ... Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance...include but are not limited to, conflicts of interest, electronic communication surveillance , outside business… more
- Capital One (New York, NY)
- …outside business activities, OSJ/branch inspections, firm element continuing education, electronic communications surveillance , information barriers, ... America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will...Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered… more
- S&P Global (New York, NY)
- … compliance matters and issues; + Assist in the execution of a compliance communication program for the organization throughout your areas of coverage that ... conducting reviews/investigations, logging and tracking Complaints, performing monitoring and surveillance , attending and representing Compliance at relevant… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more
- New York State Civil Service (New Rochelle, NY)
- …of deficiencies submitted by members of surveillance team. Entering surveillance data into ASPEN. Uploading documents into electronic filing system. ... No Telecommuting allowed? Yes County Westchester Street Address Center for Residential Surveillance , Division of Nursing Home and ICF/IID Surveillance 145… more
- Kohl's (Port Chester, NY)
- …addressing theft, safety, inventory and shortage control + Oversees the stores Electronic Article Surveillance (EAS) and product protection programs + Conducts ... internal investigations in compliance with Kohl's guidelines + Conducts surveillance ...for associate performance appraisals QUALIFICATIONS REQUIRED + Strong interpersonal communications skills PREFERRED + Prior experience in Loss Prevention… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... which include: (1) Office of the Executive Director, (2) Epidemiology & Surveillance , (3) School Immunization Compliance , (4) Perinatal Hepatitis B Prevention,… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... - Managing the applicant screening process, including vetting resumes for compliance with the minimum qualification requirements established for existing civil… more
- Walgreens (New York, NY)
- …loss prevention programs and systems. Learns to maintain and react to the electronic surveillance system and ensures price accuracy, using reports and in-store ... and management, seeking best practices. + Learns and actively implements compliance standard operational procedures (SOPs) across front-end and pharmacy. Gains… more
- S&P Global (New York, NY)
- …issuer and investor outreach in support of new issue ratings and surveillance of CMBS transactions. The Senior Analyst will conduct property-level and ... will be a well-rounded individual who possesses strong analytical and communications skills, which are essential for engaging with market participants.… more
- New York State Civil Service (New Rochelle, NY)
- …Street Address Office of Aging and Long Term Care, Center for Residential Surveillance , Division of Nursing Home and ICF/IID Surveillance 145 Huguenot Street, ... outlook as well as sharepoint. Excellent written and oral communication skills. Federal Surveyor Minimum Qualifications Testing certification and investigatory… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Reviewing weekly timesheets processed in City Time for accuracy and ensuring compliance with Citywide Time and Leave rules and regulations. Managing time and… more
- Hartford HealthCare (Bridgeport, CT)
- …health and safety of all Hartford HealthCare colleagues. Ensuring regulatory compliance with OSHA Standards, CDC Guidelines, and applicable federal/state guidance ... health problems. Programs include: universal vaccination, respiratory protection, tuberculosis surveillance , blood borne pathogens, hearing conservation and environmental safety.… more