• Neuberger Berman (New York, NY)
    …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
    DirectEmployers Association (10/16/25)
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  • HSBC (New York, NY)
    Senior Sales Manager Brand: HSBC Area...Work style: Hybrid Worker Date: 16 Oct 2025 In compliance with applicable laws, HSBC is committed to employing ... by the industry's most prominent publications as the best global cash manager for corporates and financial institutions in consecutive years. For our largest… more
    DirectEmployers Association (10/23/25)
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  • Neuberger Berman (New York, NY)
    We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... delivery commitments. + Facilitate cross-functional governance; communicate plans and progress to senior stakeholders. + People leadership + Manage a team of 3-5… more
    DirectEmployers Association (10/14/25)
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  • Neuberger Berman (New York, NY)
    …Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio managers and ... generation, research management, PM workflows, portfolio construction, performance/attribution, risk, compliance ) and how data flows across them. + Experience with… more
    DirectEmployers Association (09/30/25)
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  • HSBC (New York, NY)
    …and specific work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance ... managers + Maintain and develop positive and professional working relationships with senior business managers and Compliance colleagues + Create an environment… more
    DirectEmployers Association (10/23/25)
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  • Neuberger Berman (New York, NY)
    The Senior Associate - Private Wealth Platforms & Experience role will play a pivotal part in enhancing the digital client experience for Neuberger Berman's Private ... recurrence + Collaborate with internal teams, including Marketing, Legal & Compliance , Operations, and Technology, to define, draft, and distribute external client… more
    DirectEmployers Association (10/16/25)
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  • HSBC (New York, NY)
    …Institution clients thus maximizing commercial profitability and relationship depth. As our Sales Manager Associate, you will: + Support Senior Sales Manager ... Sales Manager Associate Brand: HSBC Area of Interest: Commercial...Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing… more
    DirectEmployers Association (10/23/25)
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  • Neuberger Berman (New York, NY)
    …strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager will assist with process documentation, workflow optimization, and ... including product launches, onboarding, and system enhancements. + Collaborate with Compliance , Risk, Product, and other control groups to support effective… more
    DirectEmployers Association (10/10/25)
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  • Neuberger Berman (New York, NY)
    …looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
    DirectEmployers Association (09/09/25)
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  • PSEG Long Island (Hicksville, NY)
    …given capital investment cycle. This position will work collaboratively with PSEG-LI senior leadership and the Manager of Investment Delivery Assurance providing ... **Salary Range** : $ 117,900 - $ 219,100 **Work Location Category** : Hybrid Fixed We're one of the country's largest energy companies, with a vision of powering… more
    DirectEmployers Association (08/21/25)
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  • Neuberger Berman (New York, NY)
    …management or deal teams, and strategic offerings. The Fund Launch Project Manager will primarily support a deal team investing in Specialty Finance (private ... (Product Management, Marketing, Portfolio Management, Client Services, Operations, Legal, Compliance , Risk, and Technology) + Lead the implementation for specialty… more
    DirectEmployers Association (09/19/25)
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  • Neuberger Berman (New York, NY)
    …of strategies covering a broad spectrum of security types including equities, fixed income, options, ETFs and mutual funds. These strategies are offered to ... operational enablement for the SMA business. Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed… more
    DirectEmployers Association (10/22/25)
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  • Neuberger Berman (New York, NY)
    …New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role is integral to ... this will also include developing an understanding of the underlying Equity, Fixed Income and Alternative investments within the broader accounts + Maintain and… more
    DirectEmployers Association (09/04/25)
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  • SMBC (New York, NY)
    …of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to ... and feedback to audit team. Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective… more
    DirectEmployers Association (10/23/25)
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  • Neuberger Berman (New York, NY)
    The RIA Enterprise Associate is responsible for supporting senior client advisors providing strategic relationship management, investment solutions and capital ... expansion of the firm's client base. **Responsibilities:** + Collaborate with senior relationship managers to actively co-manage existing NB relationships, providing… more
    DirectEmployers Association (10/03/25)
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  • Neuberger Berman (New York, NY)
    …ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest ... control enhancements + Prepare and deliver reports and presentations to senior management, regulators, and relevant committees on control effectiveness, open issues,… more
    DirectEmployers Association (09/09/25)
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  • Neuberger Berman (New York, NY)
    …reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting the ... on large asset portfolios including data reconciliation and calculation of portfolio compliance tests such as portfolio quality and concentration ratios + Oversight… more
    DirectEmployers Association (08/07/25)
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  • Neuberger Berman (New York, NY)
    …investor relations to address LP inquiries + Complete various ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory ... compliance activities as needed **Qualifications:** + Bachelor's degree or...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
    DirectEmployers Association (08/09/25)
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  • Compliance Sr . Manager

    Raymond James Financial, Inc. (New York, NY)
    …and procedures, and manages key projects from inception to completion. + Provides day-to-day compliance support for Fixed Income business areas, and serves as a ... resource on compliance issues to business unit. + Develops and implements...business units to recommend policy and process changes to Senior Management. + May drive regulatory change initiatives. +… more
    Raymond James Financial, Inc. (10/16/25)
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  • Sr Manager , Corporate Accounting

    Regeneron Pharmaceuticals (Sleepy Hollow, NY)
    The Sr Manager , Corporate Accounting is a critical role within the organization's corporate accounting department, responsible for leading a team of accountants ... across multiple accounting areas, managing the month-end close, ensuring compliance with US GAAP and SOX, and driving process...process improvements. Accounting areas under the purview of the Sr Manager , Corporate Accounting include cash and… more
    Regeneron Pharmaceuticals (08/14/25)
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