- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... differently. Opportunity to invest responsibly. And opportunity to make change . Join us at DWS, and you can be...(collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to… more
- Vaco by Highspring (Port Chester, NY)
- …programs related to fraud detection , BSA/AML , and overall risk controls. . Regulatory Change Management : Monitor and interpret regulatory changes ... Chief Compliance Officer (CCO) and involves oversight of compliance programs, regulatory monitoring, and managing a team of compliance analysts. It is a highly… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- HSBC (New York, NY)
- …deliver cost savings and efficiencies. Create low-code products to improve delivery of change management projects and process optimization. Keep a strong pulse ... **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology &...team. Prepare for Quarterly Business Reviews with Chief Legal Officer . Partner with lawyers and law firms to ensure… more
- Principal Financial Group (New York, NY)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... investment management strategy that champions engineering excellence, agility, and innovation...and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?*...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...with regulatory and business standards. * Manage regulatory change management and participate… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...of this position is to provide technical leadership and management of MTA's cybersecurity program in one or more… more
- MTA (New York, NY)
- Agency Chief Equal Opportunity Officer (ACEOO) - (C&D) Job ID: 13485 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Date Posted: Oct 22, 2025 Description JOB TITLE: Agency Chief Equal Opportunity Officer (ACEOO) - (C&D) DEPT/DIV: Department of Diversity and Civil Rights WORK… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and ... and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into… more
- Bloomberg (New York, NY)
- …risk assurance, controls testing, and associated control remediation + Understanding of regulatory and operational risk management , internal controls, and root ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current and developing rules… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects… more
- Bank of America (New York, NY)
- Credit Underwriter II/Credit Officer I - Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Credit-Underwriter-II-Credit- Officer -I Global-Renewable-Energy-Credit\_25038618) **Job Description:** At Bank of America, we… more
- Sprinklr (New York, NY)
- …accounting, financial reporting, technical accounting, IT automation, tax, regulatory compliance, treasury/cash management , revenue accounting, quote-to-cash, ... is the definitive, AI-native platform for Unified Customer Experience Management (Unified-CXM), empowering brands to deliver extraordinary experiences at scale… more
- Research Foundation CUNY (New York, NY)
- …privacy, cybersecurity, and compliance in academic settings. + Background in project or change management methodologies (eg, PMP, Prosci). + Ability to engage ... Job Title: Academic Affairs AI Executive Officer PVN ID: VP-2510-007064 Category: Managerial and Professional...this overarching Office of Academic Affairs (OAA), leads system-wide change initiatives focused on leveraging new and emerging academic… more
- Bank of America (New York, NY)
- SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm-Sr-Port- Officer \_25036845) **Job Description:** At Bank of America, we are… more
