- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Morgan Stanley (New York, NY)
- …**Investment Banking* **Title:** *Investment Banking Divisional Management - Business Control Unit Associate * **Location:** *New York-New York* **Requisition ... meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a variety of… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- JPMorgan Chase (New York, NY)
- …to remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate * **Location:** *New York-Purchase* **Requisition ID:** *3253089* ... Morgan Stanley. * * *Role Description:* * Perform Quality Control reviews for the Firm's Wealth Management and US...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The VP, Regulatory Reporting will lead the preparation of certain Fed & OCC reporting in accordance with US GAAP and ... FRY-11, FFIEC009, FR Y-14Q & FR Y-15, reporting directly to VP, Regulatory Reporting Leader. This role is responsible for researching, interpreting and assessing… more
- PSEG (Hicksville, NY)
- …well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean ... PSEG. **Job Summary** This position is responsible for providing regulatory policy and technical support to the overall Management...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Regulatory /Audit Response Associate with a minimum of 5 years' experience in ... regulatory and audit requests and efforts to address control gaps. This role will work closely with IT... and compliance contents and result + Support internal regulatory and financial reporting control testing, identification… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- Boehringer Ingelheim (Ridgefield, CT)
- …materials sourcing strategy, document review (batch records, deviation, CAPA, change control etc.), regulatory strategy and most importantly trouble-shooting ... **Description** The Associate Director of Drug Substance - EACD will...at the interface of other closely related functions (QA, Regulatory , Analytical Science, Drug Product, Supply Chain etc.). Experience… more
- City of New York (New York, NY)
- …regulatory requirements. OQA & FI is recruiting for one (1) Principal Administrative Associate III to function as a Quality Control Case Review Supervisor who ... Job Description APPLICANTS MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE. The Office of Quality Assurance & Fiscal Integrity (OQA &… more
- City of New York (New York, NY)
- …city regulatory requirements. OQA&FI is recruiting for (2) two Principal Administrative Associate II to function as a Quality Control Case Reviewers, who ... Job Description YOU MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE The Department of Social Services Accountability Office (DSS-AO)… more
- Pfizer (Pearl River, NY)
- …to ensure that documents (protocol, Informed Consent Document [ICD], etc.) meet regulatory requirements and company policy and has been reviewed by IRB/IECs. + ... Provides protocol specific training to study team, investigators, clinical research associate , and others. + Interacts with healthcare professionals at sites during… more
- TD Bank (New York, NY)
- …corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and control ... **Job Description:** TD Cowen is looking for a Research Associate to join its **Energy & Sustainability - Integrated...key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in… more