- US Bank (New York, NY)
- …**Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that ... for Wealth Management and Investment Services, the Senior Audit Director and the Chief ...entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible… more
- US Bank (New York, NY)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk/Compliance/ Audit competencies - Strong leadership and management skills of… more
- M&T Bank (Norwalk, CT)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... Consults and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. Serves as… more
- City National Bank (New York, NY)
- ** SENIOR MANAGER IT PMO GOVERNANCE** **WHAT IS THE OPPORTUNITY?** The Senior Manager of IT Program Management Office (PMO) Governance defines and manages ... to enable effective decision making throughout the organization. The Senior Manager of IT PMO may lead...delivery methodologies and enterprise PPM tools + Knowledge of audit , risk and OCC regulatory frameworks **Compensation** Starting base… more
- Scotiabank (New York, NY)
- Senior Manager , US Treasury & Liquidity Audit **Requisition ID:** 190579 **Salary Range:** 106,400.00 - 203,600.00 _Please note that the Salary Range shown ... for every future! **Purpose:** Contributes to the overall success of the Audit Department in the US ensuring specific individual goals, plans, initiatives are… more
- US Bank (New York, NY)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing… more
- Morgan Stanley (New York, NY)
- …and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/Risk/Compliance, and senior Firm leadership ... of project . Ensure effective communication and reporting to functional teams, manager , stakeholders, and senior leadership. Develop program dashboards that… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** This role in US Wealth works closely with both the ... of focus will include the TDWMSI business and internal audit remediation's. In addition the Business Lead may work...where capacity is needed from time to time. The Wealth Operations Business Mgmt. Specialist also manages a diverse… more
- TD Bank (New City, NY)
- …direction. The AML Financial Crimes Risk Oversight department for the US Wealth division serves as a crucial safeguard against financial crimes.Included in the ... US Wealth division is the registered broker-dealer and registered investment...and registered investment adviser (RIA). **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is… more
- US Bank (New York, NY)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... Project Manager helps influence engagement scope with support from primary audit manager , performs internal audit procedures, and prepares audit… more
- Morgan Stanley (New York, NY)
- …through three principal business segments: Institutional Securities Group (ISG), Global Wealth Management via Wealth Management (WM), and Asset Management. ... Business Risk team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in New York, NY or Baltimore, MD. The… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Technology **Requisition ID:** 198629 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... every future! **Purpose** This role will serve as a Senior Manager in the Technology Governance Office,...execution coordination activities for GTA US related to regulatory, audit and self-identified issues. This person will serve as… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...Bring:** + A minimum of 10 years of compliance, audit or regulatory exam support experience with at least… more
- Scotiabank (New York, NY)
- Senior Manager , Governance, Policy and Reporting,...FIU, the GBM AML Risk team and US Internal Audit . **What You'll Do** + Ensures all aspects of ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , Governance, Policy and Reporting, Global AML (US) contributes to… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- HUB International (New York, NY)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 16,000 employees in 750 ... in the mergers and acquisitions. We are seeking a Senior Account Executive for our Risk Management Commercial Lines...day-to-day basis with prompt responses to the client and manager , where applicable. + Conduct in-depth coverage reviews of… more
- CIBC (New York, NY)
- …States with seamless connectivity to our Capital Markets and Canadian Commercial & Wealth franchises. **JOB PURPOSE** The IT Senior Auditor is responsible for ... CIBC US provides tailored commercial and commercial real estate banking, private wealth management, personal and small business financial solutions, as well as… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...Bring:** + A minimum of 5 years of compliance, audit or regulatory exam support experience with at least… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk and New Initiatives, US Internal Control **Requisition ID:** 200806 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , First Line Operational Risk and New Initiatives, US Internal Control… more