- Wells Fargo (Charlotte, NC)
- …self, and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Global Operations Control ... escalate when necessary **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one… more
- Bank of America (Charlotte, NC)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- KeyBank (Charlotte, NC)
- …be a member of the Consumer Deposit Compliance team within Compliance Risk Management . The Compliance Officer will provide subject matter expertise of federal ... of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are… more
- Equitable (Charlotte, NC)
- …proactively identify trends and adapt its approach accordingly. As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED...investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in… more
- City National Bank (Charlotte, NC)
- *COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying ... risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and issues...and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)** leads a team of professionals ... or staff agency. In this role, the SFO supervises the direction, control , and coordination for CFO related activities, including financial planning & forecasting,… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk ... Management . They will provide subject matter expertise of federal...relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure… more
- KeyBank (Charlotte, NC)
- …of the Commercial Lending and Deposits Compliance team within Compliance Risk Management . The Commercial Compliance Officer will provide support to business ... review and challenge on various line of business activities. Assist with issues management and resolution. Participate in or lead various projects related to… more
- Huntington National Bank (Charlotte, NC)
- Description The Regional Banking Business Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Regional Bank, ... including commercial real estate, commercial lending/deposit relationships, underwriting/portfolio management and operations. The incumbent will be a key colleague… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Truist (Charlotte, NC)
- …support the assigned ERM Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... of America) **Please review the following job description:** Enterprise Risk Management (ERM) Manager is responsible for supporting the design, development, and… more
- TD Bank (Charlotte, NC)
- …mitigating controls, to support enterprise data policy and standards and ensure effective management and control of LOB data + Ensures data-related activities ... mitigation and issue resolution + Works in partnership with control partners (ie, Technology Risk Management , Legal,...Management , Legal, Privacy, Office of the Chief Data Officer (OCDO), LOB First Line of Defense partners, etc.)… more
- American Express (Charlotte, NC)
- …skills for executive reporting and visualization. + Familiarity with fraud risk management frameworks, KRIs, and internal control metrics. + Excellent ... data storyteller who excels at converting complex internal fraud and control data into meaningful insights and enterprise narratives. **Key Responsibilities** +… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more
- Electric Power Research Institute (Charlotte, NC)
- …enterprise risk management (ERM) efforts in collaboration with Chief Compliance Officer and Legal, Governance & Compliance leadership. + Audit Oversight + Direct ... senior leadership and the Audit Committee on risk exposure, control effectiveness, and compliance matters + Identify and address...enhanced controls across departments. + Team Development & Relationship Management + Lead , mentor, and develop a… more
- Bank of America (Charlotte, NC)
- …+ Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous ... knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment **Managerial Responsibilities:**… more
- Bank of America (Charlotte, NC)
- …is responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise… more
- TD Bank (Charlotte, NC)
- …Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping ... strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies...the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all… more
- Truist (Charlotte, NC)
- …and Operations (TD&O). Reporting directly to the Chief Divisional TD&O CSBB Officer , this leader partners with business executives, product managers, and engineering ... GenAI solutions that deliver measurable business outcomes. 2. Architect and lead the development of LLM-based, agentic, and machine-learning systems that integrate… more