- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... be part of the broader Surveillance Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and … more
- TD Bank (New York, NY)
- … Intelligence Unit, which is responsible for several domains including prototyping new surveillance , surveillance data quality, and surveillance quality ... detection models to ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create and maintain… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead and enhance its ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...the Americas. This role reports directly to the Managing Director , Head of Surveillance , Control Room, and… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role...Management, Technology, and others. Your expertise will guide the data science team, ensuring they meet agreed milestones while… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- AMA Group (Madison, NJ)
- **Title:** Senior Associate (Project Manager) - NJ ** Trade :** Security **Level:** 10-12 **Reports To:** Group Leader **Position Overview:** Our New Jersey office is ... Responsibilities:** + Meet with clients to develop Access Control and Video Surveillance criteria, assist with providing recommendations to client and project team +… more