- City National Bank (Jersey City, NJ)
- …/ AML * WHAT IS THE OPPORTUNITY? The Director of Audit for BSA / AML , will support City National Bank 's Internal Audit department by providing ... planning. In addition, the Director of Audit for BSA / AML will provide...and Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare… more
- City National Bank (Jersey City, NJ)
- …that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order… more
- SMBC (Jersey City, NJ)
- …VP and ensure compliance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( BSA / AML /OFAC), SMBC ... and resolve problems and proactively recommends solutions. Associates also act to improve processes where guidelines may not have...under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of… more
- SMBC (Jersey City, NJ)
- …operations. 5 years in management. + BA / BS (or equivalent experience) + Knowledge of AML , Bank Secrecy Act , Foreign Asset Control, and other compliance ... may arise. This role will require tracking of all audit and exam related requests as well as ensure...KYC program. Reporting to the KYC Controls and Oversight Director , the KYC Advisory & Controls VP will assist… more
- American Express (New York, NY)
- …first line of defense role. + Deep knowledge of US banking and securities regulations (eg, BSA / AML , Reg Z, Reg E, Reg W, Fair Lending, UDAAP, etc.). + Experience ... recommend us to their customers. We are seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk… more
- TD Bank (New York, NY)
- …support the investigations process. + Participate in the annual enterprise-wide AML / BSA /Sanctions/ABAC risk assessment process, as required. + Conduct targeted ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions… more