- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- American Express (New York, NY)
- … Officer, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will work ... Operational Risk will:** + Assess and challenge first - line risk identification, assessment, and...significant risk concerns and control deficiencies to senior risk colleagues and relevant stakeholders **Qualifications:**… more
- American Express (New York, NY)
- …Risk , this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will work ... will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and... trends and areas requiring attention + Contribute to risk reporting efforts, preparing materials for senior … more
- TD Bank (New York, NY)
- …assessing control effectiveness. This position requires close collaboration with Enterprise Insider Risk Management, first - line risk owners, ... can provide you more specific details for this role. ** Line of Business:** Risk Management **Job Description:** The ** Senior Manager US Insider Risk … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- Citigroup (New York, NY)
- …needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ... ETRC works with Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...Senior Management within Global Markets, Technology and Second Line functions, as well as representing ETRC in key… more
- TD Bank (New York, NY)
- …Overview:** The Commercial Bank Governance & Reporting Specialist will support all first line governance, risk management and reporting activities; ... dialogue with your recruiter who can provide you more specific details for this role. ** Line of Business:** Governance & Control **Job Description:** **Department… more
- Scotiabank (New York, NY)
- Senior Manager, US Cyber and IT Risk ...maintaining oversight and objective challenge. + Challenges the IT Risk components of the first line ... meetings. + Prepares monthly and quarterly IT and Cyber Risk reporting for US committees and senior ...policies and procedures. + Reviews and challenges work of first line of defense for risk… more
- City National Bank (New York, NY)
- …TPRM program, including the timeliness, completeness, and accuracy of risk assessments. Provide risk -consulting serves to first line third party risk ... including risk metrics, for dissemination to both first line of defense (technology) leadership, ...as necessary. * Ensure appropriate escalate of issues to first line and senior management… more
- American Express (New York, NY)
- … risk oversight program to provide credible challenge and oversight to the first line operational resilience risk taking activities. Reporting to the ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...+ Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets,… more
- MUFG (New York, NY)
- …with a structured credit business or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk ) role. This can be from either the ... our recruitment team will provide more details. **Job Summary:** Senior Credit Officer in second line of...is a strong plus. + Experience in a Second line Risk function at a financial institution… more
- Bloomberg (New York, NY)
- …review, and stakeholder interviews + Operate as an educator and partner by facilitating First Line of Defense (FLOD) risk execution and partnering on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...+ Prior experience in either a 1st or 2nd line of defense capacity + Self-starter, with the ability… more
- Citigroup (New York, NY)
- …One business lines: + Solutions-oriented client engagement through-out the lifecycle of a client + First line of defense in risk managing credit risk ... effectively communicating to senior management and control functions + Evolving the risk framework and other risk governance items to ensure a proper control… more
- Santander US (New York, NY)
- …risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility for the ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- TD Bank (New York, NY)
- …knowledge to execute a localized challenge strategy while developing strong relationships with risk partners and first line governance teams** **Create ... details for this role. ** Line of Business:** Risk Management **Job Description:** **The** ** Senior ...maintenance of a policy governance framework** **Leads and supports Sr . Mgr. in several Enterprise Risk Mgt… more
- Bank of America (Jersey City, NJ)
- Sr . Quantitative Finance Analyst, AML Model Risk Validation Charlotte, North Carolina;Jersey City, New Jersey; Pennington, New Jersey; Atlanta, Georgia **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Sr -Quantitative-Finance-Analyst--AML-Model- Risk -Validation\_25014241-2) **Job Description:** At Bank of America,… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Enterprise-Financial- Risk -Capital- Risk - Sr -Specialist\_25003677) **Job Description:** At Bank… more