- Truist (New York, NY)
- …that supports the Surveillance program within CIB. The team performs trade surveillance activities, working with traders, compliance, and other risk ... functions to review trade surveillance alerts and investigate potential compliance issues. Responsible for the selection, training, development, and evaluation… more
- Bank of America (New York, NY)
- Trade Surveillance Analyst New York, New...thinking Desired Experience * Understanding of the Financial Industry, front office or back office ... + Quality Assurance **Minimum Education Requirement:** Null Job Description: The Trade Surveillance analyst is primarily accountable for conducting "Market… more
- Bank of America (New York, NY)
- Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided by a ... Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead, in collaboration with Risk...thinking Desired Experience * Understanding of the Financial Industry, front office or back office … more
- Bank of America (New York, NY)
- Trade Surveillance Analyst New York, New...thinking Desired Experience * Understanding of the Financial Industry, front office or back office ... to make a difference. Join us! **Job Description:** The Trade Surveillance analyst is primarily accountable for...(Equities, Foreign Exchange, Fixed Income and Commodities/Futures Options. * Front office or middle office … more
- Santander US (New York, NY)
- Vice President, Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander US ... the team's responsibilities in ensuring the completeness and integrity of the Firm's trade surveillance program. The incumbent works closely with team members,… more
- Bank of America (New York, NY)
- …external vendors on all product-specific surveillance matters. + Participate with the front - office in trading venue onboarding in order to ensure that ... execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement...product-specific surveillance matters. + Participate with the front - office in trading venue onboarding in order… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... to environmental and occupational health risks through outreach and education, surveillance , and enforcement. Within the division, the Bureau of Environmental… more
- SMBC (New York, NY)
- …monitoring, ad-hoc analysis on various risk analytics project, and work closely with front office on estimating exposures The risk management department is ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...experience in counterparty credit risk or market risk or front office modeling or valuation related discipline… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... BNH) seeks to hire an Administrative Associate to assist in maintaining efficiency of office and administrative needs. Duties will include but not be limited to: -… more
- SMBC (New York, NY)
- …and presentation skills, leadership and relationship-building skills including the front office , infrastructure and risk management units. Including ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify metrics… more