- Neuberger Berman (New York, NY)
- ** Head of Business Control & Governance - Private Wealth** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** ... Head of Private Wealth Client Administration & Infrastructure **Position...seeking an experienced and strategic professional to lead the Business Control & Governance function… more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …Sr. Director's Medical Affairs Quality strategy by partnering with members and business stakeholders for both Oncology and Specialty Affairs Medical Affairs teams. ... GxP matters within the Medical Affairs team and with other related business stakeholders. Drive necessary change and efficiency through provision of effective… more
- embecta (Parsippany, NJ)
- …leaders across Finance, Legal, Compliance, IT, and Operations to ensure deep business understanding and value-added insights. + ** Governance & Audit Committee ... varying needs of our diverse and global employees. The ** Head of Internal Audit** is a key member of...to the Audit Committee and executive leadership on internal control effectiveness, emerging risks, and governance matters.… more
- SMBC (Jersey City, NJ)
- …of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control , AML Governance and Oversight, bank regulator). + 10+ years ... portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, Americas… more
- SMBC (Jersey City, NJ)
- …(LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business Continuity risk management for the Combined US Operations (CUSO) in ... accordance with US Regulations, Head Office policies, and industry best practices for risk...LoD and has the role of monitoring and assessing business practices in relation to the non-financial risk framework… more
- SMBC (New York, NY)
- …deeper relationships. + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums. + Conduct ... and other related technology controls. Reporting to the Cybersecurity Audit Team Head , the Audit Director will be responsible for (i) conducting cybersecurity and… more
- SMBC (New York, NY)
- …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management. The VP is ... of risk-related matters to the Risk Coordination Team Lead and the Head of Market and Liquidity Risk. **Key Responsibilities:** **Oversight and Regulatory… more
- Citigroup (New York, NY)
- The Head of End User Computing ("EUC") Governance will report to Citi's Global Business & Risk Controls Officer and will have strategic oversight and ... & Governance with senior management, the Executive Operating Committee, Business Risk and Control Committees and the Audit Committees of the Board as needed.… more
- American Express (New York, NY)
- …Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management ... in the United States and both proprietary non-proprietary global markets. Reporting to the Global Head of Head of the Transaction Monitoring (TM), the Head … more
- MUFG (Jersey City, NJ)
- …function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive role involves ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee...strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control… more
- Citigroup (New York, NY)
- …job level, and date of hire. **Most Relevant Skills** Analytical Thinking, Business Acumen, Credible Challenge, Governance , Issue Management, Policy and ... and climate risk. The group is headed by the Head of ERM who reports directly to the Citigroup...of the bank's AI and Digital Assets (DA) risk governance framework. The role requires a deep understanding of… more
- TD Bank (New York, NY)
- … assessments, access controls, regulatory compliance, technology resiliency, risk and control governance and metrics, incident management, secure systems ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (Newark, NJ)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Human Resources **Job Description:** The Head US HR Advice and Employee ... transact + Maintains a culture of risk management and control , supported by effective processes and sound infrastructure to...business critical projects and initiatives + Participates in governance and delivery of US HR programs and projects… more
- TD Bank (New York, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At...role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible… more
- SMBC (New York, NY)
- …the New Business / Product Approval process and Risk & Control Self-Assessment (RCSA) coordination. **Role Objectives: Interpersonal** 1. Partner with other CUSO ... **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Risk Governance Associate within its Risk Management Department. This role will oversee coverage… more
- Mizuho Corporate Bank (New York, NY)
- …best practices, and internal policies and standards. + Ensure prioritized business services fully adopt the program's methodology, governance structures, ... Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness… more
- Citigroup (Jersey City, NJ)
- …Policy, applying sound ethical judgment + regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with ... Policy, applying sound ethical judgment regarding + personal behavior, conduct and business practices, and escalating, managing and reporting control issues with… more
- Guardian Life (New York, NY)
- …and manage a team of onshore & offshore employees supporting Enterprise and Business reporting and analytics on a standard reporting and data framework through ... with key Finance stakeholders to manage operational accounting, reporting and data governance across all areas of expense management. + Partner with FP&A leadership… more
- TD Bank (New York, NY)
- …report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders with leading oversight ... & programs. The successful hire will assist the Global Control Room Head and the GCR Portfolio...business and other Risk partners, promote a strong governance & control environment with periodic assessments… more
- TD Bank (New York, NY)
- …or broader audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
