- JPMorgan Chase (Brooklyn, NY)
- The Legal , Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across ... related business processes, platforms, and data standards. As a Vice President within Legal Controls and CCOR, you will be responsible for crafting strategic… more
- JPMorgan Chase (Jersey City, NJ)
- …services, and play a pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with ... stakeholders and drive compliance initiatives that impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control … more
- TYLin (Newark, NJ)
- …reporting. + Develop and enforce document control procedures and project controls standards to ensure accuracy, compliance , and consistency. + Provide ... programs in the country? We are seeking a Project Controls Manager - Document Controls ...**What We're Looking For** + Significant experience in project controls and document control management on large-scale… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- Description We are looking for an experienced and strategic Senior Manager of Internal Controls to join our team in Fairfield, New Jersey. In this role, you will ... take ownership of designing, implementing, and maintaining the internal control framework to ensure compliance with regulatory standards and industry best… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") and Business Control Officer ... ("BCO") and Senior Business Control Manager for US Mortgage Banking and will partner with...the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or… more
- TD Bank (New York, NY)
- …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict...management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan as a Control Manager at the Vice President level and be part of a team that ensures strong and consistent controls are observed across the ... the security and success of the firm. As a Control Manager in the Chief Data &...Compliance Risk Assessments (CRA), etc.) + Ensure key controls described in relevant Data Risk Management Standards and… more
- JPMorgan Chase (Jersey City, NJ)
- …sustainable solutions to mitigate compliance and operational risk. As a Control Manager - Senior Associate within Treasury/Chief Investment Office, you'll be ... Join JPMorgan Chase as a Control Manager ! Control Management...with colleagues from the LOBs and Functions such as Compliance , Risk, Legal , HR, and Technology to… more
- JPMorgan Chase (Jersey City, NJ)
- …and sustainable solutions to mitigate compliance and operational risk. As a Control Manager - Associate within the Treasury/Chief Investment Office, you will ... Join JPMorgan Chase as a Control Manager - Associate within the...for TCIO/ ASI such as NBIA/ PSCM/ NPA and Legal Obligations/ Compliance Risk Assessment. + Support… more
- TD Bank (New York, NY)
- …The day accountabilities would entail: working closely with regional HR heads, legal , and compliance teams to ensure alignment and proactive management ... with Employee Relations and HR Advice CoE, HR 1B, Legal , Compliance , Risk, and internal and external...complete all required training + Understands, utilizes and follows compliance /risk and control programs + Consults with… more
- JPMorgan Chase (Jersey City, NJ)
- …Transfer Pricing framework; it monitors and oversees interconnectedness between the Firm and its legal entities. As a Control Manager - Senior Associate ... Join JPMorgan Chase as a Control Manager - Senior Associate within...with colleagues from the LOBs and Functions such as Compliance , Risk, Legal , HR, and Technology to… more
- JPMorgan Chase (Brooklyn, NY)
- …evaluation of controls and sustainable solutions to mitigate operational risk. As a ** Control Manager - Associate** within the FCM team, you will work to ... Partner with the business to identify risks and associated controls in support of the Firm's control ...controls , audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant… more
- Bloomberg (New York, NY)
- SWIFT Control Manager - Finance & Administration Location New York Business Area Accounting and Finance Ref # 10046204 **Description & Requirements** The energy ... with those across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter… more
- American Express (New York, NY)
- …+ Experience working with or in operational risk management space (eg, Risk, Compliance , Control Management and/or Internal Audit). Experience in Agile /Kanban ... a matrix organization, including working with client-facing businesses, Global Risk & Compliance , Technology, Legal (GCO), Finance, Global Services Group, and… more
- TD Bank (New York, NY)
- …Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance controls recommending improvements where necessary. Work closely with ... 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- Robert Half Finance & Accounting (New York, NY)
- Description We are looking for an experienced SOX Compliance Manager to oversee and enhance internal controls and compliance processes within our ... and fast-paced environment. Responsibilities: * Develop and maintain a comprehensive control framework, outlining essential accounting controls such as… more
- JPMorgan Chase (Jersey City, NJ)
- …equal opportunities for growth and development. As the Chief Administrative Office (CAO) Legal Regulatory Change Management (LRCM) Program Manager within the CAO ... alignment with the expectations and requirements outlined in the JPMC Legal Regulatory Change Management (LRCM) standards, overseeing the identification, assessment,… more
- TD Bank (New York, NY)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... Reg Z, Fair Lending, Privacy). + Track and remediate compliance issues and control gaps identified through...descriptions, and training materials. + Collaborate with second line Compliance and Legal teams on policy interpretation,… more
- TD Bank (New York, NY)
- …partner with business leaders to identify risks, remediate gaps, and strengthen compliance controls . Key Responsibilities: + Provide oversight and independent ... culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide … more