- Legend Biotech USA, Inc. (Raritan, NJ)
- …of an immunotherapy in the treatment of multiple myeloma.Legend Biotech is seeking QC Analyst I as part of the Quality team based in Raritan, NJ. Role OverviewThe ... QC Analyst is an exempt level position with responsibilities for...a controlled cGMP cleanroom environment.Ensure testing is completed in compliance with all applicable procedures, standards and GMP regulations.Conduct… more
- SMBC (New York, NY)
- …the required data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting and/or documentation as required) with regulations ... research and other opportunities to help support the overall desk. Work with compliance , legal and risk management to broaden working knowledge of market trends,… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst /Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
- SMBC (New York, NY)
- …vendors. + Experience working in an environment where adherence to banking compliance and regulatory standards is essential. **Qualifications and Skills** ... rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of the Cash Management/Transaction Banking group within… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more
- HSBC (New York, NY)
- …HSBC and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events **Management of Risk** + Apply ... difficult to analyze and require a high degree of analyst skill to evaluate the relevant risk factors. The...be responsible for ensuring appropriate documenting of all legal, compliance and credit risks per guidelines and approvals. The… more
- Capco, a Wipro Company (New York, NY)
- …of the firm. We focus on operational excellence by ensuring accuracy and compliance with global financial rules and regulations. From concept to contract completion, ... the preparation and filing of tax returns and other regulatory reports + Support internal and external audit requests,...5+ years of work experience as an Accountant, Financial Analyst , or similar role + Thorough knowledge of Generally… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... Management business is seeking a highly skilled and customer-focused data analyst with strong visualization and project management capabilities. The Strategy and… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... experience in the financial services industry within the credit function as a credit analyst , including at least 3-5 year of experience in covering the FI sector +… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Vantage Specialty Chemicals (Warren, NJ)
- **The Role** **Position Title:** Regulatory Data Analyst **Position Summary** The Regulatory Data Analyst will play a key role in supporting the ... professional who will learn the system inside out and ensure data integrity, compliance , and efficiency across regulatory processes. **Position Scope** The role… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- MUFG (New York, NY)
- …in real time and serve as owner of production issues. + Interface with Regulatory bodies (DTCC) to identify potential gaps and ensure compliance including any ... short/long term requirement which may impact internal Regulatory Reporting System file feeds and architecture + Provides articulate and accurate reporting to the… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …on track to grow their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the Bank's Compliance ... and enhancing the organization's overall compliance framework. Additionally, the Senior Compliance Analyst manages the Internal Loan Review (ILR) Program in… more
- New York eHealth Collaborative (New York, NY)
- Cybersecurity Compliance Analyst Job Details Job Location Albany or NYC Office - Albany or New York, NY Position Type Full Time Salary Range $70000.00 - ... Job Shift M - F 9am - 5pm New York eHealth Collaborative: Cybersecurity Compliance Analyst New York eHealth Collaborative (NYeC) is a not-for-profit organization… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?*...must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance ... The Compliance Analyst will be responsible for monitoring, oversight and independent...compliance /operational risk controls in accordance with Company or regulatory standards and policies. * Maintain CNB internal control… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... Team which provides oversight and support for key elements of the US Compliance Program, including: * Regulatory training * Talent development * Employee… more
