- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- SMBC (Jersey City, NJ)
- …**Role Description** The department is seeking for a data governance Associate for financial regulatory reporting . The prime objective of this role is to drive ... change that enhances the quality of data for Financial regulatory reporting , secure compliance with enterprise data standards and align on best practices, and… more
- SMBC (Jersey City, NJ)
- …data experienced associate who mainly focuses on for data quality over financial regulatory reporting data attributes/elements to make sure that the ... external to finance and establish, support, maintain and continuously improve stronger regulatory reporting data governance. This role will also ensure… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- Suburban Propane (Whippany, NJ)
- …Department on data collection and management to ensure accurate and timely regulatory reporting . **25% travel required** **Why join the Suburban Propane ... team?** Because we care about the physical, mental, and financial wellbeing of our employees and provide them with competitive pay plus incentive potential and an outstanding benefits package including: + Medical, dental, and vision (eligibility after just 30… more
- SMBC (Jersey City, NJ)
- …years on data analytics, data quality, and compliance of finance or financial regulatory reporting . + Exceptional written and verbal communication skills + ... solutions. + Lead gap assessments against data policies and standards and reporting (management or regulatory ) requirements to identify gaps and determine… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... is critical in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... the fast-moving Generative AI landscape. Consolidate and automate global litigation reporting . Build strategic outsourcing models for the team including building… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- SMBC (Jersey City, NJ)
- …and SMBC's business model to maintain a solid foundation of the applicable regulatory framework. + Supports the consolidation and reporting of results within ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the… more
- embecta (Parsippany, NJ)
- …is designed to support the varying needs of our diverse and global employees. Reporting directly to the Manager of Document & Data Management, the Quality Specialist ... position is responsible for overseeing document control systems, maintaining regulatory compliance, and driving process improvements across embecta's global… more
- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- embecta (Parsippany, NJ)
- …of Internal Audit** is a key member of the executive leadership team, reporting directly to the **Chief Financial Officer** and functionally to the **Audit ... the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance, and enterprise risk management. As a senior leader in a… more
- Organon & Co. (Jersey City, NJ)
- …study protocols are sound, based on the most up-to-date literature and regulatory guidance and support the approved early development plans. The Clinical ... for the execution (in conjunction with the TMED Operations Lead) and reporting thereof. The Director will work collaboratively with cross-functional colleagues in… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …of security monitoring tools and provide regular cybersecurity metrics and reporting to senior leadership. Position within the Organization: Reporting ... the organization's cybersecurity operations are aligned with best practices, regulatory requirements, and the overall security strategy. Responsibilities Contract… more
- SMBC (New York, NY)
- …of Credit Department Americas ("CDAD") as a business management and coordination function, reporting to the team head in Credit Planning, CDAD. The team is ... and its various financial products. The role is responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and… more
- Tradeweb (New York, NY)
- …life-cycle including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the Internal ... Business Audit Universe which incorporates all key business and regulatory risk areas for Tradeweb + Manage end-to-end delivery...leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and… more
- Rockefeller University (New York, NY)
- …rules, and US employment tax laws related to foreign nationals. Oversee tax reporting and filing requirements, including W-2, 1042-S, 941, and other required federal ... payroll policies, procedures, and controls in alignment with institutional and regulatory requirements. + Collaborate with Human Resources to support international… more
- Neuberger Berman (New York, NY)
- …The Assistant Controller is responsible for overseeing all aspects of fund reporting operations for multiple private equity funds across the Neuberger Berman ... as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial … more
