- MUFG (Irving, TX)
- …into the Head of Global AML Wholesale Advisory . The Global AML Trade Finance Advisory Manager will report to the Head of Trade Finance AML Advisory . ... control issues to the Head of Trade Finance AML Advisory . + Coordinates risk re-evaluation and reviews...regulations administered by the Federal Reserve bank, FDIC, OCC, compliance risk management and regulatory oversight. +… more
- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of ... adjustments to the processes, procedures, and controls -Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager...more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled by leading… more
- City National Bank (Austin, TX)
- *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship Manager develops new business prospects and manages ... issues. * Collaborate effectively with cross-functional teams, including credit, operations, compliance , and risk , to ensure successful execution of transactions… more
- Optiv (Austin, TX)
- …or architecting cyber security projects related to cyber digital, resilience, threat management, risk , compliance and/or a wide range of cyber areas + Experience ... be hired anywhere in the continental US_ The Practice Manager is responsible for technical leadership and personnel management...+ Act as the primary leader of the Data Advisory consulting practice with responsibility of day to day… more
- Grant Thornton (Dallas, TX)
- As an IT Risk Senior Manager , you will get the... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with ... related field is required + Minimum 10 years of related work experience providing risk and internal control audit and advisory services + Certification required,… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer... Risk Assessments. The CIB & Research Compliance Advisory team is part of the ... operate as a member of the CIB & Research Compliance Advisory team which provides compliance...the impact of new business initiatives. + Conduct quarterly/annual Compliance Risk Assessments and verify that appropriate… more
- Forward Air (Dallas, TX)
- …ongoing monitoring, and proper contractual safeguards to mitigate corruption, sanctions, and compliance risks. + Conduct compliance risk assessments, ... The Senior Manager , Ethics & Compliance for the...is highly preferred. + Proven track record in conducting compliance risk assessments and implementing mitigation plans.… more
- Forward Air (Dallas, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, ... Information (EEI) to the Automated Export System (AES) + Risk Management & Auditing: Conduct regular internal audits and...partners to ensure they meet our high standards for compliance and performance + Training & Advisory :… more
- Bank of America (The Woodlands, TX)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed with your...service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance … more
- Wells Fargo (Houston, TX)
- …modeling to ensure accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance , watchlist updates, recognition of potential ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Irving, TX)
- …Strategy and Corporate Affairs. Includes identifying auditable entities and assessing compliance risk across all auditable entities; determining appropriate ... **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management...audit cycles and audit strategy for the compliance risk framework; and determining necessary audit… more
- Guardian Life (Austin, TX)
- …Avenue Investment Advisory , you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office… more
- Charles Schwab (Westlake, TX)
- …all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team… more
- Deloitte (Dallas, TX)
- … space. Responsibilities include: + Lead the overall delivery of Azure Cloud Cyber Risk projects in a project manager and or architect role, overseeing the ... Cyber has an opening for a Cloud Security Architect ( Manager /Specialist Master). The cloud security architect plays an integral...the client for Azure and Entra ID Cloud Cyber Risk services + Function as the primary client day… more
- Wells Fargo (Addison, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (Austin, TX)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Merrill Market Client Relationship Manager Austin, Texas **To proceed with your application,...life they envision through a personal relationship with their advisory team committed to their needs. We believe trust… more
- Deloitte (Austin, TX)
- …Develop and execute strategies for integrated risk management (IRM), governance, risk , and compliance (GRC), and Security Operations (SecOps) leveraging the ... manage to secure success. We are seeking a Senior Manager to join our team and play a pivotal...ServiceNow platform. + Design and implement enterprise risk and compliance frameworks aligned with industry… more
- TD Bank (Dallas, TX)
- …of Business:** Product Management **Job Description:** The Lockbox Senior Product Manager is responsible for overseeing the management of the company's Wholesale ... Lockbox, Retail Lockbox and Healthcare Lockbox products. The Lockbox Senior Product Manager oversees the end-to end management of assigned Lockbox services and… more
- Grant Thornton (Dallas, TX)
- …assessments consisting of cybersecurity capability assessments, cyber threat and risk assessments, network and security architecture reviews, compliance ... As a Cyber Strategy & Management Manager , you will get the opportunity to grow and contribute to our clients' business needs by applying a collection of information… more