• Manager , Broker Dealer

    Coinbase (Austin, TX)
    …regulated environment? We are looking for an exceptional Manager in our Broker Dealer Operations function, establishing the critical controls and ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to...function to support our equities trading product. As a Manager , you will both lead and directly contribute to… more
    Coinbase (09/21/25)
    - Save Job - Related Jobs - Block Source
  • Senior Auditor, Broker Dealer /Asset…

    Charles Schwab (Westlake, TX)
    …middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker - Dealer /Asset Management enterprise team, the Senior ... 5+ years of financial services-related audit experience with growing responsibility. Broker Dealer /Asset Management experience specific to internal audit and/or… more
    Charles Schwab (10/10/25)
    - Save Job - Related Jobs - Block Source
  • Manager of Treasury Settlement Services

    Charles Schwab (Westlake, TX)
    …experience in settlement operations with third-party bank custodians in either a broker / dealer or banking environments. + Must possess the skills vital to ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible...in finance and accounting, particularly in the bank and broker / dealer space. + Knowledge of or willingness… more
    Charles Schwab (10/04/25)
    - Save Job - Related Jobs - Block Source
  • Senior Manager - Strategic Planning,…

    Charles Schwab (Westlake, TX)
    …branch), lines of business (eg, Retail, Advisor Services), and legal entities (eg, bank, broker - dealer ). The core focus of the role will be ensuring that we ... for this role to work on site in the specified locations. **Senior Manager Strategic Planning, Banking and Trust Services** will primarily be responsible for… more
    Charles Schwab (09/26/25)
    - Save Job - Related Jobs - Block Source
  • Sr Director, Wealth CIO Operations

    TIAA (Frisco, TX)
    …as well as product development and management. + Experience in wealth and broker / dealer risk management. + Experience working closely with legal, compliance and ... CIO team is seeking an experienced Sr. Director of Operations , Execution, and Risk. This person would ensure that...to evaluate appropriate fund selection for specific platforms and manager /fund selection process. + Ability to review, analyze, and… more
    TIAA (10/04/25)
    - Save Job - Related Jobs - Block Source
  • Controller

    Robert Half Finance & Accounting (Dallas, TX)
    …firm. * Responsible for the monthly net capital computation of the related Broker / Dealer , and the quarterly preparation of information needed for FINRA filings. ... for an experienced Controller to oversee and optimize accounting operations for our organization in Dallas, Texas. The ideal...* Coordinate annual audit preparation with the related Broker / Dealer 's independent auditor. * Develop and maintain… more
    Robert Half Finance & Accounting (07/29/25)
    - Save Job - Related Jobs - Block Source