- Ally (Austin, TX)
- …FL, Lewisville - TX, Weaverville - NC The Ally Invest Trading and Client Service Representative is responsible for providing exceptional customer service to ... hire, candidates must be able to be registered with FINRA in all 52 states. * Directly responsible for...Are: Ally Financial is a customer-centric, leading digital financial services company with passionate customer service and… more
- Charles Schwab (Westlake, TX)
- …helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's commitment to helping clients ... to educate clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate for, clients when… more
- Guardian Life (Austin, TX)
- …build positive relationships with both the local agency management team and our field rep 's while also working as a mentor in a high volume, fast paced environment. ... + Ability to manage multiple projects and meet deadlines + Strong knowledge of FINRA , SEC, and State rules and regulations + Strong knowledge of variable annuities,… more
- Atria Wealth Solutions (Houston, TX)
- …statements for compliance with firm policy. + Review Investment Advisor Representative private securities transactions. + Review Retirement Plan 408(b)-2 ... and independent financial professionals with a sophisticated set of tools, services , and capabilities that deepen client relationships and maximize efficiencies in… more
- Atria Wealth Solutions (Plano, TX)
- …with InTouch Credit Union, is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Plano, TX area. InTouch ... level of performance and work ethic requiring minimum supervision CUSO Financial Services , LP (CFS) offers credit union members full- service financial planning… more
- Atria Wealth Solutions (Fort Worth, TX)
- …with EECU Credit Union , is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Fort Worth, TX area. EECU ... level of performance and work ethic requiring minimum supervision CUSO Financial Services , LP (CFS) offers credit union members full- service financial planning… more
- Atria Wealth Solutions (Houston, TX)
- …sponsor companies + Responsible for systematic updates moving clients from one approved rep number to another. + Services OSJs and their representatives with ... and independent financial professionals with a sophisticated set of tools, services , and capabilities that deepen client relationships and maximize efficiencies in… more
- Atria Wealth Solutions (Dayton, TX)
- …finra .org/) / SIPC (http://www.sipc.org/) ). To learn more about CUSO Financial Services , LP visit www.cusonet.com . CFS (Member FINRA (http://www. finra ... CUSO Financial Services , LP (CFS) is seeking a Financial Advisor...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Truist (Fort Worth, TX)
- …coverage needed), and deferred compensation (ie, using life insurance as a retirement supplement and asset leveraging concepts) to financial advisor. 8. Communicate ... clients **QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable… more