- Vanguard (Malvern, PA)
- Compliance Director , Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing ... business partnership and compliance support. As a trusted leader, the Compliance Director , Regulatory Exam Response will provide direction to a… more
- TD Bank (Mount Laurel, NJ)
- …and challenge Senior Management on Internal Audit responses. + Support audit teams for regulatory matters. + Contribute to Board of Director reporting and Audit ... reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for...on Internal Audit responses. + Support audit teams for regulatory matters. + Contribute to Board of Director… more
- Citizens (Wilmington, DE)
- …Asset Management exam , and the fiduciary components of other CBNA regulatory exams. Serve as primary business owner for CBNA's independent fiduciary activities ... of Citizens Bank NA (CBNA), reporting to the Chief Fiduciary Officer and Director of Trust Services. This position is responsible for assisting with the… more
- Penn Medicine (Philadelphia, PA)
- …+ Assists the Supervisor in specified activities that ensure laboratory compliance with all accreditation agencies + Monitors, performs and documents all ... including calling technical support + Immediately notifies Supervisor and/or Director if unable to resolve test system issue +...in the same manner as patient specimens + Maintains compliance with Proficiency Testing policies + As directed by… more