- The Hartford (Los Angeles, CA)
- …integrations + Success in previous Digital transformations or Digital acquisition efforts inside an Agent/ Broker /Distributor is a plus + Experience with large ... Brokers preferred + Experience with Broker /Agency Digital integration and/or training preferred + Strong communication and executive presence, both verbal and… more
- City National Bank (Los Angeles, CA)
- …training. **What you will do** + Designs, directs and administers the broker -dealers' Financial Crime programs, including BSA AML, Office of Foreign Assets Control ... regulations monitoring, due diligence, and reporting functions resident within the broker -dealers. + Responsible for providing appropriate management and board level… more
- City National Bank (Los Angeles, CA)
- …Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. + For Wealth Management Compliance roles, ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more
- City National Bank (Los Angeles, CA)
- …Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. + For Wealth Management Compliance roles, ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more
- City National Bank (Los Angeles, CA)
- …Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. + For Wealth Management Compliance roles, ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more
- City National Bank (Los Angeles, CA)
- …and personal trust relationships, propriety mutual funds, investment management, broker /dealer and security sales and trading activities.IT audits including network, ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more
- City National Bank (Los Angeles, CA)
- …under bank permissible activities, not under registered swap dealer or broker dealer activity. This role is responsible for ongoing monitoring, identification ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more
- City National Bank (Los Angeles, CA)
- …Compliance roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. + For Wealth Management Compliance roles, ... benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .… more