- US Bank (New York, NY)
- …all regulatory or compliance-based policies and procedures. Provides current regulatory information to management and applicable business units and maintains ... or geographic area. Analyzes and interprets Federal, State and other regulatory authorities' rules and regulations. Reviews and analyzes internal and external… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... to the US Global Markets sales and trading businesses; monitor and identify regulatory trends and developments that may impact business areas/products and advise… more
- TD Bank (New York, NY)
- …regulatory change. The Regulatory Implementation Team within CRCO supports business line regulatory change implementations including overseeing ... broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple… more
- TD Bank (New York, NY)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- TD Bank (New York, NY)
- …broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple ... updates. + Conduct data quality reviews. + Report on regulatory inventory status, metrics, and issues. Please review...new solutions + Impacts the achievement of sub-function or business line objectives within the area they… more
- Citigroup (New York, NY)
- Finance Chief Risk Office (Finance CRO) organization is responsible for second- line oversight of regulatory capital management, including measurement of spot ... is within Finance CRO - Capital and RWA Actuals Review Team ("CRRT") whose mandate is to perform independent...and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA and supplementary… more
- Citigroup (New York, NY)
- …timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel; ... with Business Heads to provide guidance on regulatory matters and continually enhancing the framework to identify,...not limited to, collection, tracking and resolution of queries, review with the area under examination the materials requested… more
- JPMorgan Chase (Jersey City, NJ)
- …to lead a Legal & Regulatory Change Management function for a major line of business , including monitoring regulatory developments across the globe and ... & Controls Lead- IT Risk / Information Security / Regulatory Change Management in the Corporate Sector- Cybersecurity &...for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will have the… more
- Citigroup (New York, NY)
- …Capital Markets Regulatory Activities including, but not limited to: + Review scope of requests and coordinate with appropriate internal stakeholders, + Aid in ... matters and enhance the control environment. + Partner with Business /Function Regulatory Management Teams to share best... activity. + Coordinate with key stakeholders to address regulatory issues to ensure timely remediation in line… more
- Citigroup (New York, NY)
- …with IA stakeholders to ensure any requested deliverable from IA are prepared in line with regulatory expectations and provided on time; + Coordinates with the ... IA Business Controls Team, Global Regulatory Engagement Team, and IA delivery teams when a US Regulatory Issue is raised against IA; tracks and facilitates… more
- Mastercard (New York, NY)
- …regulator engagement and advocacy efforts * Serve as a liaison to business and/or functional departments in connection with regulatory engagements including ... other interactions. * Manage external counsel as necessary, and review and analyze regulatory advice for advancing...regulatory advice for advancing strategic initiatives * Provide regulatory advice to business stakeholders on product… more
- Bayer (Whippany, NJ)
- …Bayer PH US Regulatory Affairs (RA) product registration activities are in line with the short- and long-term US commercial and global R&D objectives and in ... significant ambiguity and effectively and proactively steering and solving diverse and complex business and regulatory issues; + Strong ability to communicate in… more
- Tradeweb (New York, NY)
- …(RCSAs) at the desk and process level, ensuring control mapping aligns with business workflows and regulatory obligations. + Design and implement key ... of findings. **Qualifications** + Minimum 7 years of experience in operational risk, business controls, or first line risk management, ideally within a FinTech… more
- Bank of America (New York, NY)
- …driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more
- Mizuho Corporate Bank (New York, NY)
- …of Mizuho's Regulatory Reporting Quality Assurance Program and providing additional line of defense for Mizuho Americas regulatory reporting. The position ... stakeholders for root cause analysis, impact assessment + Interact with various business areas for potential enhancements to the regulatory reporting process… more
- Santander US (New York, NY)
- …controls, mitigation plans, testing, and/o credit risk assessments. + Partners with the accountable business owner for effective 1st and 2nd line of defense Risk ... Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country:...and compliance with Fund Finance credit underwriting standards. + Review and challenge on all new Fund Finance underwritings.… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Risk & Compliance - Regulatory Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Protiviti Inc. seeks Manager, Risk & ... Compliance - Regulatory in New York, NY: Job Duties: Implement risk...strategies to enhance the efficiency and profitability of client business processes. Identify areas of business risk… more
- DuPont (Parlin, NJ)
- …Join Us | DuPont Careers (https://careers.dupont.com/us/en/whyjoinus) **Job Summary:** The First Line Supervisor manages a team of batch process operators to ... production schedule. Plan shift activities and resources to optimize performance in line with production goals. + Provide first level escalation for operators when… more
- Mizuho Corporate Bank (New York, NY)
- …risk management weaknesses identified to Credit Review senior management and the line of business ; as well as effectively challenge internal and ... Credit Review Americas Division, Vice President About the Team...Team CRAD's mission is to operate as a third line of defense ("3rd LOD") independent from the credit… more
- TD Bank (New York, NY)
- …and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line . + Performs testing of critical areas of audit. ... can provide you more specific details for this role. ** Line of Business :** Audit **Job Description:** The...Performs review of audit documentation. Oversees findings follow up and… more