- Crdit Agricole CIB (New York, NY)
- …standards. Review daily transactions to ensure that all activity is in compliance w/ current BSA/ AML regulatory standards. Evaluate clients and financial ... with ESG principles, good governance practices, and regulatory expectations. Integrate AML considerations into broader compliance assessments, ensuring that… more
- Morgan Stanley (New York, NY)
- …( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking ... and US Banks coverage team, reporting to the Firm's Head of Digital Assets Advisory. To be successful in...other initiatives, including working closely with key stakeholders in Compliance and Operational Risk - Assist in… more
- Morgan Stanley (New York, NY)
- …crimes issues and liaising with key stakeholders across the Firm, including Legal, Compliance , Regulatory Relations, and Risk , to ensure appropriate execution of ... financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight, and execution… more
- BNP Paribas (New York, NY)
- Business Overview: The Management of the BNP Paribas has committed to ensure compliance with AML /Embargo & Sanctions rules within the entire Group. In this ... context, Group Compliance has decided to have a strong and permanent...risk acceptance reviews. Finally, they will assist the Head of GFS US Norms in responding to all… more
- Citigroup (New York, NY)
- …or global business. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for ... the feedback / root causes from various channels is consolidated and shared within AML Compliance to allow for enhancements to Policy/Standards and Learning &… more
- Amalgamated Bank (New York, NY)
- …is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the ... bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank is...)/Office of Foreign Assets Control (OFAC) Policy, conducting the BSA/ AML /OFAC Risk Assessment, and reporting Suspicious Activity… more
- Axis (New York, NY)
- …of interest, fair market conduct, and financial crime prevention. * Conduct ongoing compliance risk assessments to identify potential exposure areas in broker ... request for candidates taking part in the selection process. Head of US Broker Compliance Job Family...appointment, and registration obligations. * Establish and maintain broker compliance policies related to anti-money laundering ( AML ),… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Global RFP / Proposals, Global Transaction Banking...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Digital Channels - Portal and Mobile, Global...changes throughout the development lifecycle and ensure adherence to risk & compliance guideline. + Produce and… more
- SMBC (Jersey City, NJ)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- TD Bank (New York, NY)
- …degree is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial services or related industry ... + Proven experience in managing and leading teams in a regulatory and risk -focused environment + In-depth knowledge of AML regulations, fraud detection, and… more
- Mastercard (New York, NY)
- …governments realize their greatest potential._ **Title and Summary** Vice President and Head of FI Growth Overview Imagine working with world's leading Financial ... industry relationships that you can leverage to get a head start on the job - Familiarity with regulatory...with regulatory requirements in the payments industry, including KYC, AML , and data protection laws across multiple jurisdictions -… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF… more
- PNC (East Brunswick, NJ)
- …as needed, and recommends corrective action plans. Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls, as ... PNC's Global Sanctions organization. Position reports to the Global Head of Sanctions Compliance . Establish and maintain...the timely completion of AML and Sanctions compliance reports and customer risk profiles. May… more
- SMBC (Jersey City, NJ)
- …levels of management and maintain solid working relationships. + Maintains a regulatory compliance risk mindset to understand underlying risks and weaknesses to ... and regulations with specific emphasis on Bank Secrecy Act/Anti-Money Laundering ("BSA/ AML "), Sanctions Compliance , Anti-Bribery and Corruption ("ABC"), and… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. Model Risk Management Group (MRMG) is responsible for the model risk management of ... all American Express models. The role will report to Head of MRMG and lead global team based out...out of US and India to manage enterprise-wide model risk . The successful candidate will be responsible to manage… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to maintain model integrity and compliance . + Execute the model risk framework and standards for the AML and Sanctions models in accordance ... determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct...communicated to all relevant parties. + Liaise with Model Risk Management and Head Office regarding updates… more
