- SMBC (New York, NY)
- …framework to meet the evolving demands of our operations. **Role Objectives** + **Manage Conflicts of Interest ** : Help with the implementation of the SMBC ... Americas framework for managing conflicts of interest , ensuring compliance with regulatory expectations. Maintain policies and procedures and controls to ensure… more
- Citigroup (New York, NY)
- …data collection, sub-certification analysis, and stakeholder coordination. + Ensure adherence to conflicts of interest policies and assist in the identification, ... function or legal/regulatory advisory role + Knowledge of clearing, trading, and conflicts of interest frameworks **Education:** + Bachelor's degree; experience… more
- CUNY (New York, NY)
- …in response to complaints of discrimination, harassment, sex-based misconduct, retaliation, conflicts of interest and related matters, and reporting findings ... Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John...as liaison between the College, CUNY, enforcement agencies and interest groups, as appropriate; + Participating in policy development… more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... Officer will provide physical security, safety, and maintenance of...Office particularly Word, Excel, and Outlook Abilities to resolve conflicts and multitask Ability to attend, complete and maintain… more
- City of New York (New York, NY)
- …Handle and provide assistance to the General Counsel and Deputy General Counsel on Conflicts of Interest and employment matters that arise, including but not ... of such. - Serve as the Agency Records Access Officer and be responsible for handling agency FOIL requests...limited to secondary employment waivers, conflicts of interest questions, reporting of fundraising… more
- Neuberger Berman (New York, NY)
- …to periodically review securities excluded from approved lists, securities presenting potential conflicts of interest , and asset concentrations + Overseeing and ... the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth… more
- MTA (New York, NY)
- … providing and directing attorneys in providing legal advice about conflicts of interest , financial disclosure obligations, outside activity restrictions ... Management on legal matters. Serves as the MNR's ethics officer and Corporate Secretary. RESPONSIBILITIES: + Select, develop and...assets and satisfy all rightful claims in the best interest of MNR. Retain outside counsel as necessary to… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …researchers, and student employees. Reporting to the Chief Administrative Business Officer , with accountability to the Vice President/CHRO, the Director will play ... of the school/unit and/or University's value proposition. + Navigates conflicts and/or changes in an objective manner with agility,...for the betterment of the University and in the interest of adhering to its core values. + Encourages… more
- City of New York (New York, NY)
- …of policies and procedures for our Freedom of Information Law (FOIL), Procurement, Conflicts of Interest Board (COIB), Privacy, and Employment and Labor ... various diversity and equity projects and initiatives. Qualifications: * Strong interest in diversity, equity, and inclusion topics. * Excellent organizational,… more
- City of New York (New York, NY)
- …with the agency's public relations office; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8) ... UCC, environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …with the agency's public relations office; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5) ... environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... other divisions, as needed. **The Impact:** As a Review Officer , you will join a team of risk management...when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance… more
- City of New York (New York, NY)
- …agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related and equal employment law matters to agency ... ; 7) the provision of legal assistance to the Agency Chief Contracting Officer (ACCO) and agency procurement staff in relation to procurement appeals and decision… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US CISO in building robust ... Co-ordinate SOX control testing. Facilitate evidence collection and escalate conflicts or roadblocks to relevant SME to ensure control...for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those… more
- Cushman & Wakefield (New York, NY)
- …Experience investigating a breadth of compliance matters (eg, anti-bribery, trade compliance, conflicts of interest ). + Experience managing a team of ... an option for this role) + Reports to the Chief Ethics and Compliance Officer Cushman & Wakefield also provides eligible employees with an opportunity to enroll in… more
- City of New York (New York, NY)
- …issues relating to records retention, identifying information law, required agency reporting, conflicts of interest and ethics, and litigation holds - Provide ... on communities. The MOCS Director serves as the City Chief Procurement Officer . MOCS team members operate in a collaborative, service-oriented environment, where… more
- Cushman & Wakefield (New York, NY)
- …legal advice, counseling and guidance related to ABAC, AML, and trade sanctions and conflicts of interest matters. + Develop and execute global ethics & ... Description** Key Responsibilities + Collaborate with the Chief Ethics & Compliance Officer to develop the Global Ethics & Compliance Program priorities related to… more
- City of New York (New York, NY)
- …debt issuance program, financing of capital projects, contracting and procurement, legislation, conflicts of interest , employment law, and other general legal ... be limited to, the following: Drafting Agency Agreements: - Assist OMB's Privacy Officer in ensuring agency compliance with City, State and federal privacy laws. -… more