- Clear Street (New York, NY)
- …the essentials to compete in today's fast-paced markets. The Role: The Director, Regulatory Reporting will be responsible for overseeing the end-to-end ... regulatory reporting for all domestic entities. This role will ensure...non -allowable assets, capital deductions, and haircuts Review applicable regulatory rules and related interpretations to assess how the… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Non - Financial Risk Management - Americas IT Risk & IS Risk Lead Corporate Title Director Location New York, NY Overview The Americas ... Lead to join the 2nd Line of Defense (2LoD), Non - Financial Risk Team. Non - Financial...implement IT & IS Risk Framework & Policies Provide reporting into Risk Governance Monitor 1st Line of Defense… more
- HSBC (New York, NY)
- …successful implementation of the Regulatory Compliance strategy. Ensure effective Regulatory Compliance input to the governance and reporting processes ... Have good knowledge of Compliance Risk Management frameworks, with a focus on Non - Financial Risk Management Consistently and eagerly work on enhancing and… more
- OKX (New York, NY)
- …with Internal Audit leadership and business stakeholders to build risk-based and regulatory -focused financial audit plans aligning to company priorities Manage ... Opportunity We are seeking a highly skilled and experienced Financial Internal Audit Senior Manager, US, to oversee the...will be involved with the audit planning process, execution, reporting and remediation phase. Reporting to the… more
- Citigroup, Inc. (Long Island City, NY)
- The Financial Regulatory Rules Interpretation role is a position within the CBNA CFO and Finance Transformation Organization in the Regulatory Capital Policy ... Basel regulatory capital regulations and US banking regulatory reporting forms and instructions. Ability to...or Accounting preferred. Job Family Group: Finance Job Family: Financial & Regulatory Rules Interpretations Time Type:… more
- Gemini (New York, NY)
- …to the following: Inventory Management, specifically of hardware and software. External Reporting , including to auditors and regulatory examiners on custody ... cryptocurrency. At Gemini, our mission is to unlock the next era of financial , creative, and personal freedom. The Department: Wallet Operations The Role: Senior… more
- Quantifind (New York, NY)
- …ideas, processes, and methodologies in a clear and concise fashion to technical, non -technical, and executive stakeholders. You have the ability to adapt, to be ... helps some of the world's biggest banks catch money laundering and other financial crimes. Quantifind also works with government agencies, using the same platform,… more
- Morgan Stanley (New York, NY)
- …are not financial in nature, and could have a potential economic, reputational, regulatory , financial reporting , or client impact from (i) failed or ... range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non - Financial Risk departments which preserve the firm's… more
- OKX (New York, NY)
- … mapping services Develop and maintain procedures and training materials for regulatory change management Coordinate reporting and regular updates to the ... the upcoming global regulatory changes What We Look For Experience in regulatory roles within financial services, preferably within fintech or Big 4.… more
- Holland America Line & Seabourn (New York, NY)
- …Location: Global Description General Manager has the overall operational and financial responsibility for the entire Hotel Department. Modelling culture essentials ... Maintaining Holland America Line standards in service delivery Compliance with regulatory and corporate policies Profitability through revenue maximization and savvy… more
- Early Warning Services, LLC (New York, NY)
- …examinations, and audits in collaboration with internal stakeholders. Support regulatory submissions, response and reporting requirements, ensuring accuracy, ... At Early Warning, we've powered and protected the US financial system for over thirty years with cutting-edge solutions like Zelle(R), Paze℠, and so much more. As a… more
- Crdit Agricole CIB (New York, NY)
- …the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate ... description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk...- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment within… more
- Careers at KKR (New York, NY)
- …retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its ... including consumer credit (auto, credit card, personal loans), residential mortgages (agency/ non -agency RMBS), high-grade structured credit (ABS, CLOs), and non… more
- BNP Paribas (New York, NY)
- …Markets Data Officer will be part of the Global Markets COO Office regionally, reporting directly to the Global Markets Americas COO, and be part of the Global ... Markets Chief Data Office (CDO) globally, reporting functionally to the global CDO based in EMEA....faced by the business and functions. - Contributing to regulatory and surveillance initiatives to ensure proper data management… more
- NYC Health Hospitals (New York, NY)
- …Operations, Clinical Councils, etc.) in initiatives by providing in-depth financial /value analyses Assist in the Enterprise Formulary Standardization efforts and ... in preparation for 340B audits Monitor the procurement of formulary and non -formulary medications throughout the Health System and identify cost saving opportunities… more
- Early Warning Services, LLC (New York, NY)
- At Early Warning, we've powered and protected the US financial system for over thirty years with cutting-edge solutions like Zelle(R), Paze℠, and so much more. As a ... in payments, we partner with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of consumers and… more
- Selby Jennings (New York, NY)
- …entities. Manage a small team of accountants to deliver timely and compliant financial reporting in coordination with cross-functional teams. Prepare and review ... review entries and reconciliations for the books of both broker dealers and non -broker dealers. Key Responsibilities: Lead the monthly financial close and… more
- AHRC NYC (New York, NY)
- …all deadlines are met for monthly review process and ensures adherence to financial reporting and budget deadlines set by Finance Department. Ensures Purchase ... general ledger; providing support to agency-wide annual audit processes; assessing the financial impact of regulatory changes, financial compliance, internal… more
- Squarespace (New York, NY)
- …engineering solutions that handle our Checkout, Billing, Payments, Revenue Recognition and Financial Reporting systems. You will lead multiple teams that build ... technical information clearly and concisely to both technical and non -technical audiences. Build and maintain strong relationships with stakeholders across… more
- Wedbush Securities (Jersey City, NJ)
- …will include, but are not limited to: Exhibit deep expertise in both financial and non - financial risk disciplines, complemented by exceptional interpersonal ... the ability to streamline data, design, and standardize risk reporting Series 7 License preferred Financial services,...Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e),… more
