- Principal Financial Group (Des Moines, IA)
- **What You'll Do** The Principal Financial Group is seeking an AVP Internal Audit Operations ! This position will improve the strategic alignment and ... into audit processes, driving insights and operational improvements. As the AVP Internal Audit Operations , you are responsible for developing and… more
- Morgan Stanley (Baltimore, MD)
- …the Firm's global Technology, Operations , Risk Management, Legal and Compliance, Internal Audit and Finance divisions. Morgan Stanley has been rooted in ... We're seeking someone to join our team as a Equity Operations Director ( AVP ) who would beresponsible for the post trade support of the Firm's Securities Lending… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are hiring for an AVP Trade Operations role within a global asset management firm located in midtown Manhattan New ... trade break root cause analysis. * Point of contact for Product Control, Internal /External Audit , Compliance. Requirements Qualifications * 3 to 6+ years Trade… more
- Banc of California (Laguna Hills, CA)
- …training, small business support, affordable housing, and more. **JOB SUMMARY:** The AVP , Branch Operations Manager is responsible for delivering an exceptional ... and efficient daily operation of a full service branch office, including operations , audit & compliance, product sales, customer service, cash control,… more
- Morgan Stanley (New York, NY)
- …to assess risk mitigation * Support US Banks Shared Services functions with both internal ( Internal Audit ) and external (Regulatory) exams impacting those ... The US Bank Subsidiaries seek an Assistant Vice President ( AVP ) to join the First Line Business Risk team...industry; preferably in a highly regulated environment. Experience in operations , finance, compliance, or audit is a… more
- MUFG (Tampa, FL)
- …and procedures. + Act as the main point of contact related to SOX testing, internal and external audit requests, issue escalation, etc. + Minimize the population ... recruitment team will provide more details. **Job Summary:** The Assistant Vice President ( AVP ) is considered a subject matter expert with the ability to support and… more
- Morgan Stanley (New York, NY)
- …Risk Officersand Complex Risk Officers to ensure compliance with governing regulations, internal policies, and resolution of issues. They will also partner with the ... Firm's internal Insured Solutions Directors, Insurance Sales Desk Specialists and...and working group colleagues in Legal, Risk, Compliance, Platform, Operations and Technology as needed. The successful candidate's responsibilities… more
- Citigroup (Columbus, OH)
- **Job Summary** The Financial Administration Senior Analyst, Assistant Vice-President (" AVP ") oversees the preparation of monthly, semi-annual and annual reports for ... Principles ("GAAP") and Securities and Exchange Commission ("SEC") requirements. The AVP collaborates with other members of Financial Administration to support the… more
- Prime Therapeutics (Columbus, OH)
- …department leaders, other support functions (to include internal audit , government relations, and legal), business stakeholders, operations stakeholders, ... It fuels our passion and drives every decision we make. **Job Posting Title** AVP - Compliance, Regulatory & Oversight -Remote **Job Description** Purpose The AVP… more
- Bank OZK (Harrison, AR)
- AVP Banking Center Manager (Branch Manager) + Job ID: 14261 + Functional Area: Retail/Community Banking + Position Type: Full-Time Regular + Experience Required: 1 - ... of our industry leading financial performance. Uniquely positioned with our own internal Fintech team, we create and offer innovative personal and business banking… more
- Citigroup (Irving, TX)
- **Operational Risk Senior Analyst - Tech, AVP ** O&T is tightly integrated with Citi's businesses and plays a central role in driving value for the firm as well as ... governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. + Contributes to risk… more
- MUFG (Jersey City, NJ)
- …Vice President, who will act as main point of contact related to SOX testing, internal and external audit requests, issue escalation, etc. + Partner with VP & ... market conventions for managing products across Syndicated & Commercial Lending Operations . + Comfortable interacting with senior internal and external… more
- Citigroup (Irving, TX)
- The Internal Audit Wealth team is responsible for providing independent assurance over the key risks and processes associated with Citi's Wealth line of ... SAS, SQL Server, Oracle and other databases for accuracy and applicability to internal audit testing and regulatory requirements. + Performs independent testing… more
- Citigroup (Jersey City, NJ)
- …Perform regulatory, audit and control assessments and create reports for internal and/or external distribution + Contribute to short and long-term projects and ... queries, engaging to understand client service needs and gaps + Liaise with internal and external cross-functional partners to deliver customer service that meets or… more
- MUFG (Jersey City, NJ)
- …and external compliance requirements, activities, and deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities ... include engaging with regulators and/or leaders from other functions, including audit and compliance, and collaborating with Operations & Technology colleagues… more
- Citigroup (Tampa, FL)
- …**Knowledge/Experience:** + Proven ability to develop strong partnerships with Compliance, Legal, Internal Audit and Regulatory bodies + Experience in Manager ... **Key Responsibilities:** **Be an effective member of the Global Commercial Cards Operations Risk and Control Team** **While operating within the Cards sphere, align… more
- Citigroup (Tampa, FL)
- …trade operations and management + Ability to execute and exceed both internal and customer expectations in a team-oriented Operations environment + Ability ... new techniques / processes for cash management and trade accounting operations . **Responsibilities:** + **Processing standards** + Ensure data quality is maintained… more
- MUFG (Jersey City, NJ)
- …the Role** To support and lead various initiatives within the FLoD CO Strategic Operations Team which are critical to advance FLoD CO KYC strategy locally, and ... areas: + KYC Technology Strategy + KYC Processes and Operations , Continuous Improvement + KYC Data & Vendor Management...MI and Reporting + KYC Client Strategy + KYC Audit and Regulatory **Primary Responsibilities** + Participate in the… more
- Citigroup (New York, NY)
- …with appropriate escalation + Partner with 2nd Line Operational Risk Management and Internal Audit to ensure delivery design and execution to the highest ... and escalation, preparation of materials for governance meetings, and internal and regulatory communication. **Key Responsibilities:** + Data mining and… more
- MUFG (Tempe, AZ)
- …development and deliverables * Support regulatory exams and engagements * Support audit , risk management, and compliance assessments and engagements * Document and ... following technology areas is highly desirable: * IP Networking (technologies, security, operations ) * AWS, Azure, Zscaler * Various enterprise security products and… more