- Morgan Stanley (New York, NY)
- …seeking candidates for a Risk Principal position to join the Annuities and Insurance Central Review Unit (AICRU). In this capacity, the Risk Principal(s) ... review outcomes * Strong working knowledge of annuity and life insurance solutions and their...programs. **Job:** **Wealth Management* **Title:** * Annuities and Insurance Central Review Unit AVP*… more
- Bank of America (Pennington, NJ)
- Annuities /Life Insurance Supervision Principal-IV Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Jacksonville, Florida **Job Description:** ** ... Annuities /Life Insurance Supervision Principal IV** **Job Description**...coupled with the banking convenience of Bank of America. Central Supervision is part of the Merrill Wealth Management… more
- Humana (Oklahoma City, OK)
- …within the assigned territory/County** **Preferred Qualifications** + Active Life and Variable Annuity Insurance license + Associate's or Bachelors' degree + ... field setting. Some of our additional products include Life, Annuity , Indemnity, Dental, Vision, Prescription, and more. Humana has...field is required for this position** + Active Health Insurance license or ability to obtain prior to the… more
- Bank of America (Palm Coast, FL)
- Financial Solutions Advisor - Consumer Investments - Central East Coast Market Palm Coast, Florida **Job Description:** At Bank of America, we are guided by a common ... based on client needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage… more
- TD Bank (Marlton, NJ)
- …and Registered Investment Advisor, as well as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance ... for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position with… more
- TD Bank (Miami Beach, FL)
- …providing expertise for MA clients on managed investments, financial planning and annuities / insurance . The job is directly responsible for providing proactive ... analysis, direct sales of wealth management solutions and complex annuity and insurance solutions for clients and...process to ensure every client receives an Annual Client Review (ACR) meeting with an enhanced agenda focused on… more
- Aegon Asset Management (Philadelphia, PA)
- …services. What We Do Transamerica is organized by lines of business (Life Insurance , Annuities , Mutual Funds, Retirement Plans, and Employee Benefits), which are ... few, for more than 100 years. We're a leading provider of life insurance , retirement, and investment solutions, serving millions of customers throughout the United… more
- Cornell Cooperative Extension (Central Valley, NY)
- …Program (including Dental Insurance ) + NYS Retirement + Long-term Disability Insurance + Voluntary Tax Deferred Annuity + Voluntary Flexible Spending ... Market program at the Woodbury Common Premium Outlets in Central Valley and at pop-up markets throughout the region....Accounts + Voluntary Group Universal Life Insurance + Voluntary Personal Accidental Insurance +… more
- Truist (Richmond, VA)
- …1. Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ... documentation as it pertains to trigger events assigned for review by the Central Supervision Group. 6....in lieu of Series 66)** 2. **Life/Health and Variable Insurance Licensing** 3. 5 or more years related retail… more
- Salado Isolation Mining Contractors (Carlsbad, NM)
- …Office (CBFO) personnel. Provide information for Quarterly Deliverable Reports. Lead the review and update of personnel security procedures and oversee the issuance ... requests for security clearance extension, upgrades or terminations. Initiate and review electronic Questionnaire for Investigative Processing. Review completed… more
- Morgan Stanley (New York, NY)
- …financial and wealth planning, credit and lending, deposits and cash management, annuities , insurance , retirement, and trust services. Morgan Stanley Private ... businesses. *Work with Risk partners such as Legal, Compliance, Central Business Risk and 2nd Line Risk Groups to...key risk and performance indicators. *Execute the compilation and review of business risk assessments by partnering with risk… more