- Robert Half Legal (San Diego, CA)
- …& Position: A well-established financial services organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its ... advising key business units on a wide range of broker -dealer and investment advisory compliance issues. The firm has...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- AON (Chicago, IL)
- Aon Is Looking for an Associate Broker to join our team! Considering a job change? Take a look at Aon! This is a hybrid-based role located in our Chicago, IL ... senior-level leadership such as risk managers and offices of general counsel . + Prepare underwriting submissions and...policies. #LI-CC1 #LI-HYBRID 2567067 Aon Is Looking for an Associate Broker to join our team! Considering… more
- Citizens (New York, NY)
- …is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of ... the Citizens Consumer Bank. The Associate General Counsel will report...the Bank's full-service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and… more
- Coinbase (Columbia, SC)
- …are looking for a highly motivated, entrepreneurial, and experienced attorney to serve as Associate General Counsel to lead key initiatives supporting the ... and manage regulatory compliance and risk management for all broker -dealer activities, ensuring adherence to SEC and FINRA rules....to SEC and FINRA rules. * Provide expert legal counsel on complex issues related to the Securities Exchange… more
- Edward Jones (St. Louis, MO)
- …advice and guidance to legal, compliance, and business colleagues involving broker -dealer rules and regulations under the federal securities laws, including the ... a subject matter expert on legal regulatory issues affecting broker -dealers and investment advisers to retail clients. Familiarity with...or legislative policy and advocacy in-house or as outside counsel . + License to practice law in Missouri or… more
- HUB International (Chicago, IL)
- …acquisitions. **ABOUT THE ROLE** Join our growing team! Hub is looking for an ** Associate General Counsel , Securities and Deputy Corporate Secretary** , who ... HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services,… more
- Vanguard (Malvern, PA)
- …brokerage, TBA trading, securities lending, repurchase agreements, as well as general trading agreements and supporting documentation. + Support new services, ... product developments and initiatives. + Advise, counsel , and educate internal clients and business units on...firm experience or in-house corporate experience in a bank, broker /dealer or investment firm. + Knowledge and experience in… more
- United States Steel (WA)
- …U. S. Steel's customs and tariff-related matters. KEY RESPONSIBILITIES: + Assist the Associate General Counsel - International Trade and Customs Compliance ... that need to be briefed or raised to the Associate General Counsel - International...and other proprietary customs databases) + Licensed US Customs Broker + Demonstrated experience working with/for trade associations and… more
- Customs and Border Protection (Washington, DC)
- …, located in Washington, DC. Responsibilities This position is with the Office of Associate Chief Counsel - Ethics, Labor, and Employment in Washington, DC The ... Office of Chief Counsel is one of the Government's largest and oldest...as employee discipline, discrimination complaints, collective bargaining agreements, and broker license revocation; Supporting the Department of Justice as… more
- USTA (New York, NY)
- …and maintain Continuing Legal Education and attorney registrations for Deputy Chief Legal Officer and Associate General Counsel to USTA and General ... paralegal support for Deputy Chief Legal Officer and Association General Counsel to USTA and General...corporations, including interaction with the business units and the broker to complete the annual applications. + Administer and… more
- Westminster Management (Florham Park, NJ)
- …loss control and/or accidents as appropriate + Work collaboratively with department heads and General Counsel as well as external partners to explore and develop ... can be taken for the future + Work with General Counsel and Company attorneys on efforts...high dollar WC claims reviews with HR, carrier and broker . Work with HR to determine trends and explore… more
- American Water (Camden, NJ)
- …concerns. o Ensuring all acquisitions activity is tracked and reported timely to the broker to prevent potential gaps in coverage. o Lead all components of the ... Fees, Miscellaneous Expenses. o Reporting on claim metrics: Workers' Compensation, General Liability, Auto Liability, Property, etc. o Presenting findings to key… more
- South County Hospital (Wakefield, RI)
- …physicians. + Manage and participate in all aspects of professional and general liability claims and litigation, along with certain other coverages. + Maintain ... Coordinate meetings, depositions, and testimony between staff and legal counsel . + Serve as liaison with insurance carriers, claims...of services to the health care industry, or + Associate degree or equivalent from an accredited college plus… more