- Robert Half Legal (San Diego, CA)
- …& Position: A well-established financial services organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its ... advising key business units on a wide range of broker -dealer and investment advisory compliance issues. The firm has...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- AON (Chicago, IL)
- Aon Is Looking for an Associate Broker to join our team! Considering a job change? Take a look at Aon! This is a hybrid-based role located in our New York, NY ... senior-level leadership such as risk managers and offices of general counsel . + Prepare underwriting submissions and...policies. #LI-CC1 #LI-HYBRID 2567067 Aon Is Looking for an Associate Broker to join our team! Considering… more
- Citizens (Johnston, RI)
- …is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of ... the Citizens Consumer Bank. The Associate General Counsel will report...the Bank's full-service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and… more
- Coinbase (Columbia, SC)
- …are looking for a highly motivated, entrepreneurial, and experienced attorney to serve as Associate General Counsel to lead key initiatives supporting the ... and manage regulatory compliance and risk management for all broker -dealer activities, ensuring adherence to SEC and FINRA rules....to SEC and FINRA rules. * Provide expert legal counsel on complex issues related to the Securities Exchange… more
- Edward Jones (St. Louis, MO)
- …advice and guidance to legal, compliance, and business colleagues involving broker -dealer rules and regulations under the federal securities laws, including the ... a subject matter expert on legal regulatory issues affecting broker -dealers and investment advisers to retail clients. Familiarity with...or legislative policy and advocacy in-house or as outside counsel . + License to practice law in Missouri or… more
- HUB International (Chicago, IL)
- …acquisitions. **ABOUT THE ROLE** Join our growing team! Hub is looking for an ** Associate General Counsel , Securities and Deputy Corporate Secretary** , who ... HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services,… more
- Vanguard (Malvern, PA)
- …brokerage, TBA trading, securities lending, repurchase agreements, as well as general trading agreements and supporting documentation. + Support new services, ... product developments and initiatives. + Advise, counsel , and educate internal clients and business units on...firm experience or in-house corporate experience in a bank, broker /dealer or investment firm. + Knowledge and experience in… more
- United States Steel (WA)
- …U. S. Steel's customs and tariff-related matters. KEY RESPONSIBILITIES: + Assist the Associate General Counsel - International Trade and Customs Compliance ... that need to be briefed or raised to the Associate General Counsel - International...and other proprietary customs databases) + Licensed US Customs Broker + Demonstrated experience working with/for trade associations and… more
- CalSTRS (Sacramento, CA)
- …sensitive projects. Partners with Administrative Services, Financial Services, Technology Services and General Counsel . Under the direction of the Staff Services ... State Teachers' Retirement System JC-493907 - Personnel and Special Projects Analyst ASSOCIATE GOVERNMENTAL PROGRAM ANALYST $6,031.00 - $7,547.00 per Month New to… more
- Westminster Management (Florham Park, NJ)
- …loss control and/or accidents as appropriate + Work collaboratively with department heads and General Counsel as well as external partners to explore and develop ... can be taken for the future + Work with General Counsel and Company attorneys on efforts...high dollar WC claims reviews with HR, carrier and broker . Work with HR to determine trends and explore… more
- South County Hospital (Wakefield, RI)
- …physicians. + Manage and participate in all aspects of professional and general liability claims and litigation, along with certain other coverages. + Maintain ... Coordinate meetings, depositions, and testimony between staff and legal counsel . + Serve as liaison with insurance carriers, claims...of services to the health care industry, or + Associate degree or equivalent from an accredited college plus… more
- American Water (Camden, NJ)
- …of insurance claims for: * Property and Casualty: Auto Liability, General Liability, Workers' Compensation, Property, and Cyber Liability Claims. * Executive ... a complex claims unit, including deep familiarity with products-liability claims, general liability claims, automobile liability claims, and financial lines claims… more