- Unknown (New York, NY)
- Associate Vice President, Treasury and Broker Dealer About the Company Prominent financial services company Industry Financial Services Type Privately Held About the ... is seeking an Associate Vice President for Treasury and Broker Dealer to take on a pivotal role in...flow forecasting, as well as the operations of the broker -dealer, ensuring strict compliance with regulatory standards and internal… more
- Unknown (San Francisco, CA)
- Associate General Counsel, Broker -Dealer Regulatory Compliance About the Company Reputable financial services organization Industry Financial Services Type Privately ... is in search of an Associate General Counsel with a focus on Broker -Dealer Regulatory Compliance to join its corporate legal department. The successful candidate… more
- PLACE (Bothell, WA)
- …leadership experience preferred About-our-team We are powered by PLACE, a broker -agnostic business services and technology platform transforming the industry for top ... agents and their customers. Join and gain in-house marketing and design services, daily live professional development opportunities, superior technology that eliminates up to 75% of daily tasks, and more. We invest in your future by providing opportunities for… more
- PLACE (Marysville, WA)
- …Lead generate for 15 hours a week Conduct at least two open houses monthly Consult with buyers, convert with signed buyer agreements and identify homes Negotiate ... offers on behalf of your sellers and buyers Track tasks and activities in Brivity Technology Convert prospecting and lead generation activities to appointments Participate in weekly script practice per team standards Participate in team activities per team… more
- SMBC (New York, NY)
- …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
- PLACE (Boise, ID)
- …Elevate your career in the North American real estate market by joining our energetic team as a Real Estate Agent. We offer a well-defined path to success, backed by ... state-of-the-art technology, creative strategies, and essential tools. Our extensive support system features expert mentorship, thorough training programs, and a robust accountability structure. This position is ideal for driven and dedicated professionals… more
- PLACE (Everett, WA)
- …Advance your career in the North American real estate industry by becoming a valued member of our dynamic team as a Real Estate Agent. We provide a clear roadmap to ... success, supported by cutting-edge technology, innovative strategies, and vital resources. Our comprehensive support network includes expert mentorship, in-depth training, and a strong framework for accountability. This role is perfect for motivated and… more
- PLACE (Longview, WA)
- …Are you passionate about real estate and eager to advance your career? Evergreen Real Estate Partners is looking for a committed Real Estate Agent to become an ... integral part of our energetic team. In this position, you will oversee property listings and ensure seamless communication between clients and team members. Your exceptional organizational skills and proactive mindset will be essential in providing… more
- PLACE (Greensboro, NC)
- …Graduate from PLACE Launch Execute PLACE lead generations systems weekly Consult with buyers, convert with signed buyer agreements and identify homes Negotiate offers ... on behalf of your sellers and buyers Track tasks and activities in PLACE Technology Conduct two open houses monthly Convert prospecting and lead generation activities to appointments Participate in weekly script practice per team standards Participate in team… more
- USAA (Tampa, FL)
- …maintenance of Life/Health license Required annual completion of AHIP and Broker /Carrier appointments when applicable. 1 year of financial industry and/or life ... sales experience Experience delivering frequent written and oral communication Experience acquiring and applying new concepts and information Experience processing and analyzing information Experience fulfilling requests and meeting deadlines Experience… more
- Commonwealth Care Alliance (Boston, MA)
- …Operations will oversee the operational and administrative support functions essential to Broker Operations and Broker Support across the CCA footprint. The ... role will serve as a critical component to broker communications, broker /agent certification, broker /agent regulatory oversight, and broker compensation.… more
- Unknown (Boston, MA)
- …Expert for the development and ongoing supervision of an introducing broker -dealer. This pivotal role involves leading the design, implementation, and enhancement ... company should possess deep, hands-on expertise in FINRA and SEC regulations, broker -dealer compliance, and risk management, ideally gained from experience in G-SIFI… more
- Specialized Dental (Franklin, TN)
- …agreements with company executives, support team teammates, outside real estate broker and outside real estate counsel. Ensure compliance with critical lease ... executives, support teammates, outside real estate counsel and outside real estate broker . Participate in lease research and audits with company executives and… more
- Unknown (Charlotte, NC)
- Group Chief Financial Officer (CFO) About the Company Leading technology-driven broker -dealer specializing in providing liquidity in fixed income securities Industry ... ("CFO") of its parent company, which wholly owns the US broker -dealer and the FCA registered broker -dealer. The US broker -dealer also has two foreign branch… more
- Unknown (New York, NY)
- …advisory financial services financial modeling financial planning financial markets fintech broker dealer compliance broker dealer operations retirement planning ... the company's various lines of business. This includes investment adviser, broker -dealer, retirement, and trust businesses. The role involves drafting and… more
- Post Holdings Inc. (Lakeville, MN)
- …office. **Responsibilities** **POSITION SUMMARY** Regional Sales Manager leads multiple broker representatives to achieve financial and shares objectives for PCB ... share growth across customer base + Accountable to ensure broker owns development of annual sales plans and execution,...trade management, inventory management, etc. + Train and develop broker sales representatives on PCB brands and process where… more
- The Fortune Group Realty (Woodinville, WA)
- …info. Responsibilities *Function as the main point contact for the principal broker *Manage the client database to keep information orderly and confidential *Oversee ... the broker 's schedules, team meetings, and travel arrangements *Convey messages to broker that were received through phone calls, emails, memos, or reports… more
- Pemberton Homes (Minneapolis, MN)
- …issues. *Upload and organize documents in Skyslope and A-Frame for broker review and tracking. *Prepare amendments/addenda using templates or agent direction ... links. Other Responsibilities *Coordinate listing status changes for listings. *Address broker compliance issues and communicate updates to agents. *Manage the… more
- Unknown (Austin, TX)
- …its real estate, infrastructure, and debt offerings, with a focus on independent broker dealers. This role requires an individual with a strong background in ... national accounts coverage, particularly with large independent broker dealers, and some experience with national and regional wirehouses. The Vice President will be… more
- Unknown (Minneapolis, MN)
- …responsible for all accounting and regulatory financial reporting for the broker -dealer entity, ensuring strict compliance with SEC/FINRA rules, and providing ... years of progressive accounting/finance experience. A strong background in broker -dealer accounting, including hands-on experience with month-end close, FOCUS… more
