- DHL Express, Inc. (Jamaica, NY)
- …**Start YOUR career with DHL today ** As a **Sr. Import Compliance Manager ** you will implement and enforce DHL's Customs policies and procedures. DHL's continued ... success relies upon this role's ability to review , interpret and implement existing and new DHL policies....and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- Charles Schwab (Westlake, TX)
- … Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team provides internal audit coverage ... middle and back office operational functions. Reporting to a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have… more
- Coinbase (Madison, WI)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker -dealer) in meeting its regulatory obligations to assist the Product team in ... requirements):* * 7+ years experience working in a retail broker -dealer compliance team. * Comfortable working in a fast-paced...and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of… more
- JPMorgan Chase (Los Angeles, CA)
- Join the Asset Managers & Broker Dealers Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - Asset Managers & Broker ... planning and demonstrated execution. + Comprehension of customer's industries ( broker dealers, market makers, exchanges/clearinghouse), business needs and potential… more
- Humana (Oklahoma City, OK)
- …and strategic part in the overall success of a team? If so, join Humana's Broker Relationship Manager team. Humana has an inclusive and diverse culture welcoming ... with multilingual skill sets to service our consumers. The Broker Relationship Manager (BRM) is responsible for...protection. Please be aware that applicants selected for leader review may be asked to provide their social security… more
- The Arc Oneida-Lewis Chapter (Utica, NY)
- …individuals with disabilities, invites you to step into the role of a Support Broker ! ABOUT THE ROLE: The Arc, Oneida-Lewis Chapter is seeking the addition of a ... Support Broker to our Development and Planning Department! In this...the Self-Direction Budget. Work with the individual, the care manager and planning team to identify and develop initial… more
- EPI (Rochester, NY)
- …independence, and social inclusion. Job Purpose: Assists person supported and manager of service with implementing their Self-Direction budgets by providing ongoing ... records system. + Direct contact for person supported and manager of service, this includes serving as a member...Self-direction Supervisor and/or designee within scope of practice. Support Broker + Follow and adhere to all regulatory guidelines… more
- Charles Schwab (Westlake, TX)
- …Based on the results of audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) ... of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- CRC Insurance Services, Inc. (PA)
- …Fluency:** English (Required) **Work Shift:** 1st Shift (United States of America) **Please review the following job description:** This role is a Product Owner in ... ensure action items and deadlines are met. Partner with product manager on evidence to support recommendations. **QUALIFICATIONS** Required Qualifications: The… more
- Actalent (Bellevue, WA)
- …teams + Reviews client and/or company documents and correspondence for accuracy regarding broker /agent activities + May order, review , and interpret simple or ... Job Title: Managing Broker Provides managing broker oversight for...external requests regarding assigned real estate issues + May review , negotiate, secure, and/or summarize client's operating rights on… more
- AON (Chicago, IL)
- …Global Risk Consulting has an exciting career opportunity for an experienced Risk Manager . This position will be outsourced to Aon's client, a holding company and ... Chicago (Chicago Loop). Position Summary: As the Global Risk Manager primary responsibility is to assess and manage the...measure Clients' exposures to loss. + Work with the broker to assess the existing risk management program to… more
- T. Rowe Price (Owings Mills, MD)
- …of mutual funds, exchange traded funds, private placement agent activities, dealer/ manager of business development company, and introducing broker /dealer for ... to you . About this Position Reporting to the Broker /Dealer Chief Compliance Officer, the role is responsible for...across the firm including Legal and Compliance colleagues to review , interpret and implement new regulatory requirements as well… more
- HUB International (Bothell, WA)
- … manager is responsible for teams being adequately trained, workflows followed, correct Broker Management System usage, and staffed. The manager will not be ... relationships with others **Here's where you come in:** The Commercial Lines Manager is responsible for managing a Construction service team who provides the… more
- Atria Wealth Solutions (Dublin, CA)
- …with CUSO Financial Services, L. P. (CFS) Patelco Credit Union is seeking a Manager , Investment Services Program in the Dublin, CA areas. About Patelco Credit Union ... to execute and measure the plans following the credit union and the broker dealer's guidelines. Responsibilities + Develop each employee to their highest potential… more
- Carrington (Anaheim, CA)
- …Executives are updating CRM system with sales activities, marketing efforts, and broker /contact records they are soliciting. + Review and validate completeness ... ** Responsible for the management of Account Executives and broker relationship building within a Sales area, focusing on...in the most efficient manner possible. + Professional account manager 's partner with you and your brokers to add… more
- CalSTRS (Sacramento, CA)
- Job Posting: Senior Executive Review and Legislation Analyst State Teachers' Retirement System JC-498541 - Senior Executive Review and Legislation Analyst ... as an Associate Governmental Program Analyst on the Executive Review , Legal & Legislation Team. The Disability and Survivor...their loved ones. Under direction of the Pension Program Manager II (PPM II), the Associate Governmental Program Analyst… more
- Vanguard (Scottsdale, AZ)
- We're hiring a Cash Product Risk Senior Manager to lead risk oversight for our Cash Plus product. This role is responsible for ensuring regulatory compliance and ... operational integrity across broker -dealer cash management functions. It involves translating complex financial regulations-such as Reg E, Reg CC, Reg DD, and… more
- Robert Half Management Resources (Dallas, TX)
- Description We are looking for an experienced Internal Audit Manager to lead and develop the internal audit function for a dynamic clearing broker -dealer ... effective risk management. The successful candidate will bring extensive knowledge of broker -dealer operations and regulations, along with the ability to design and… more
- Michaels (Carpenter, IA)
- Support Center - Irving The Manager - Enterprise Risk manages and coordinates Michaels' claim-related activities (eg, General Liability, Worker's Compensation, ... and trends for Michaels leadership and assist in addressing them. The Manager - Enterprise Risk oversees claims administration, claims management, and implementation… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... of finance and accounting, particularly in the bank and broker -dealer space; + Advanced skills in Excel; + Knowledge...of proposed capital actions + Manage calibration and annual review of liquidity assumptions used in the Capital Stress… more