- Fulton Bank (Bethlehem, PA)
- …for assigned Financial Advisor(s). Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes ... account transfers, beneficiary designations, and other maintenance requests. Processes client transactions, such as trades, deposits, and withdrawals, while ensuring… more
- Hennion & Walsh, Inc. (Parsippany, NJ)
- Series 7 Registered Client Service Associate...mission to provide the highest degree of advice and services to our valued clients each and every day. ... At Hennion & Walsh, a Series 7 Registered Client Service Associate is...is looking to advance their career within the financial services industry but not necessarily interested in pursuing a… more
- Stifel (Walnut Creek, CA)
- …etc.). Upon request, provide quotes and other account-related information to assist clients; non- registered Client Service Associates may not volunteer quote ... where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s))… more
- Regal Securities, Inc. (Glenview, IL)
- …Regal Securities, Inc. is a FINRA registered nationally recognized stock brokerage firm with a commitment to client satisfaction and employee development. ... Representative Location: Glenview, IL[ Full-Time | Department: Operations & Client Services Regal Securities, Inc. - Member...is a plus. 2-3 years of experience in customer service or call center support; financial services … more
- LPL Financial Holdings, Inc. (San Diego, CA)
- …independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage , and investment advisor services . Why LPL? Innovative ... The Service Center Manager is a full time position...needs. The ideal candidate would have experience managing a Client Support call center team. Responsibilities: *Handle Financial Advisor… more
- LPL Financial Holdings, Inc. (San Diego, CA)
- …independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage , and investment advisor services . Why LPL? Innovative ... Partne r will lead the HR strategy and operational delivery for the Client Success, Business Development and Marketing Teams and provide HR leadership and… more
- LPL Financial Holdings, Inc. (Fort Mill, SC)
- …independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage , and investment advisor services . Why LPL? Innovative ... LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker...practice. And they have the freedom to manage their client relationships because they know their clients best. Simply… more
- Northwestern Mutual (Pittsburgh, PA)
- …Company (NLTC), Northwestern Mutual Investment Services , LLC (NMIS) (Investment Brokerage Services ), a registered investment adviser, broker-dealer, and ... a financial advisor, you start as a financial representative focused on client -building and obtaining licenses. Our award-winning training programs equip you with… more
- Truist (Weston, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Provides service , support and advice to promote the business unit's growth and ... regulatory obligations. Works closely with the Division Director, Regional Directors, and client facing teammates as well as other leadership in the designated… more
- Wells Fargo (Ann Arbor, MI)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Danbury, CT)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Melville, NY)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Houston, TX)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Registered Client Associate, you will play a pivotal role as a trusted resource for our clients and wealth managers. Your primary ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- City National Bank (Los Angeles, CA)
- *LEAD CLIENT SERVICES OFFICER - In Office, Los Angeles, CA. * WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and ... Provide Sales and Administrative Support to Investment Officers and client requests across a broad range of brokerage...bank and CNS personnel as needed and keep CNS registered representatives apprised of significant client issues… more
- Bank of America (North Port, FL)
- …the lobby; Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in ... Financial Solutions Advisor - Registered Candidates - North Port Financial Center North...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- City National Bank (New York, NY)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... transactions for clients of City National Securities. Assist CNS brokerage clients and Retirement Services Clients with...securities market. * Minimum of 5 years of direct client services experience required * FINRA Series… more
- JPMorgan Chase (Plano, TX)
- As a Client Service Leader within the JP Morgan...days of employment + 3 + years of financial services or brokerage experience + Strong business and ... Wealth Management Client Service Center team, you will play a pivotal role...responsibilities will include direct management of a team of Registered Representatives, where you will provide outstanding leadership and… more
