- US Bank (St. Paul, MN)
- …you excel at-all from Day One. **Job Description** US Bank is hiring a **BL Regulatory Review Representative** to support our _Fiduciary Review Group (FRG) ... ensure flagged items/issues are resolved. As an individual contributor on the Fiduciary Review Group (FRG) Administrative Review Team, reviewer will: + Complete… more
- Takeda Pharmaceuticals (Boston, MA)
- …knowledge. **Job Description** **Associate Director, US Advertising & Promotion Regulatory Review ** **Takeda Pharmaceutical** **USA-MA-Virtual** **About the ... I provide in my application will be processed in line with Takeda's Privacy Notice and Terms of Use...Takeda as an Associate Director, US Advertising & Promotion Regulatory Review . Where you will be working… more
- BlackRock (Boston, MA)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review ** **Location: Boston** **About this role** Elevate your career by ... degree + 3+ years compliance background with a broker-dealer, mutual fund, or ETF business with 1+ years advertising review experience. + Strong familiarity with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Front Line Business Controls - Third Party Management LOCATION -- Cincinnati, Ohio ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: As first line of defense, provides business leadership related to identifying, assessing, mitigating… more
- US Bank (Atlanta, GA)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Wells Fargo (Phoenix, AZ)
- …Management(CM)is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...+ Participate in formal internship program and workshopinitiatives + Review various assignments to become familiar with policies and… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As a Sr. Business Analytics Consultant within PNC's Regulatory Reporting organization, housed within ... regulatory landscape while partnering with experienced technology partners and diverse line of business contacts within PNC. You will partner closely with… more
- Commerce Bank (Kansas City, MO)
- …compliance guidance regarding business line policies, procedures, and regulatory issues + Review and evaluate the effectiveness of operating procedures ... responses, and documentation to ensure policy was followed, advising line of business as necessary + Review external marketing material prior to issuance in… more
- TD Bank (Mount Laurel, NJ)
- …Ensures QC results are tied to staff objectives annually + Consults and collaborates with any business line on any regulatory request or inquiry as part of ... specific details for this role. ** Line of Business :** Risk Management **Job Description:** The ** Regulatory ...education costs, and other expenses + Leads team to review regulatory trends or themes noted during… more
- CIBC (Chicago, IL)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Business Line Risk Management (BLRM) - AML & Sanctions ... relationships and collaborate with stakeholders across the lines of business to operationalize regulatory change. + Assess...controls. Partner with control testing teams in the review and evaluation of test scripts and workpapers. +… more
- Citigroup (Tampa, FL)
- …The SVP, Regulatory Capital Risk Sr. Lead Analyst manages independent review and challenge of regulatory capital treatment of exposures across Citi's ... Interpretation and Analysis Team), Finance, Technology, Accounting, Risk Architecture, Line Risk, Product Control, Capital Optimization, Regulatory Reporting… more
- Kiewit (Oak Ridge, TN)
- …future of nuclear energy. Kiewit Nuclear Solutions is seeking a Nuclear Market Strategy Leader- Business Line Manager to spearhead our efforts in the DOE market. ... businesses within the assigned markets. + **Go/No-Go Discussions:** Coordinate with the Business Line Manager and operational personnel to conduct go/no-go… more
- TD Bank (Portland, ME)
- …regulatory change. The Regulatory Implementation Team within CRCO supports business line regulatory change implementations including overseeing ... broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple… more
- Eversource Energy (Manchester, NH)
- …New England Regulatory environment and the impact for the Transmission Business \. + Ability to interpret and analyze financial documents\. + Working knowledge of ... This position will support rapid scoping of Eversource Transmission line modifications and upgrades required by proposed third party generation projects\. To scope a… more
- TD Bank (Fort Lauderdale, FL)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- BeOne Medicines (San Mateo, CA)
- …the hematology programs to secure and maintain market access for product(s) in line with business objectives, and in coordination with key internal stakeholders. ... experience and a reputation of collaborative approach when interfacing with business partners regarding development, regulatory , and registration strategies.… more
- Houston Methodist (Houston, TX)
- …Administrator, the Director System Service Line position assists the Service Line Administrator to coordinate business and strategic objectives to maintain ... are implemented which secure compliance with ethical and legal business practices and accreditation/ regulatory /government regulations. **PEOPLE ESSENTIAL… more
- Takeda Pharmaceuticals (Boston, MA)
- … Advisor and function as the "R" in the core Medical, Legal, and Regulatory review functions within the Commercial Material Review Process (CMRP). ... I provide in my application will be processed in line with Takeda's Privacy Notice and Terms of Use...life-changing therapies to patients worldwide. The Associate Director, Global Regulatory Affairs Advertising and Promotion (GRA A&P) Review… more
- Citigroup (New York, NY)
- Finance Chief Risk Office (Finance CRO) organization is responsible for second- line oversight of regulatory capital management, including measurement of spot ... is within Finance CRO - Capital and RWA Actuals Review Team ("CRRT") whose mandate is to perform independent...and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA and supplementary… more
- Mizuho Corporate Bank (New York, NY)
- …changes and responses. *For each forthcoming regulation, conducts a line -by- line analysis, identifying requirements for each business /function, and a ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...changes in taxonomies, frameworks, policies and procedures, training), and review and challenge key outputs and evidence. *Responsible for… more