- Raymond James Financial, Inc. (Springfield, IL)
- …**_A fully remote option may be considered for candidates with demonstrated expertise in CAT and CAIS reporting ._** Typically, this position follows our ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/ CAIS Reporting Analyst_ ) plays a key role… more
- SMBC (Charlotte, NC)
- …and document Key Data Elements utilized in regulatory reports (eg CFTC Capital Calculation, CAT / CAIS , FINRA Trace, FR2052a, FRY9C, Reg. YY etc.), key business ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Head of Nikko America's Data Management and Analytics Group,… more