- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist ... is responsible for the execution of the US Compliance Examination Plan established to ensure adherence... compliance . This position primarily supports the US Capital Markets line of business, which includes… more
- Raymond James Financial, Inc. (Memphis, TN)
- …aligned with RJF Central Compliance . + May support other business units within Capital Markets Compliance . + Provides support and guidance to ... analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their… more
- TD Bank (Mount Laurel, NJ)
- …**Line of Business:** Product Management **Job Description:** **Department Overview:** Mortgage Capital Markets is responsible for mortgage product development, ... of whole loan residential mortgage loans in the primary and secondary markets . The team works closely with other financial institutions to structure, price… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …banking regulatory agencies. + Principles of banking and finance operations. + Financial markets and products. **Skill in:** + Overseeing compliance programs. + ... **TriState Capital Bank is an independent chartered bank subsidiary...training and/or certification in the banking industry to ensure compliance with all banking rules and regulations. Coordinates … more
- Wells Fargo (Carmichael, CA)
- …are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008...following states where hired, FINRA Series 65 (or equivalent) examination will also be required to be attempted within… more
- New York State Civil Service (Albany, NY)
- …not limited to, the following:When assigned to the field:* Supports supervision and examination work on Trust Company charters for compliance with relevant laws, ... with part 500 and 504;* Assesses an institution's capital adequacy and capital planning process and...present plans, trends and problems, and to discuss significant examination findings;* Monitors institutions compliance with the… more
- Louisiana Department of State Civil Service (LA)
- …on safety and soundness and compliance with laws and regulations. Examination procedures may include analysis of capital , asset quality, earnings, liquidity, ... of stockholder's equity such as common stock, preferred stock, capital surplus, retained earnings, and subordinated debt to determine...type N/A. 04 Do you have any prior audit, examination , or compliance experience specifically related to… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... the impact and advise the business on current and emerging regulatory and compliance issues and industry or market developments to ensure that anticipated… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Scotiabank (Dallas, TX)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Parsons Corporation (Oklahoma City, OK)
- …statement of work includes a variety of activities that support the FAA's Capital Investment Plan (CIP) and certain reimbursable programs, the FAA NextGen Program, ... cross-functionally with project team members and management. + Implements inspection, examination , and testing procedures and records inspection, examination ,… more
- City and County of San Francisco (San Francisco, CA)
- …practices. In accordance with the annual investment plan, the investment team deploys capital with the objectives of enhancing the structure and diversity of the ... excluded by the Charter from the competitive Civil Service Examination process and shall serve at the discretion of...("APM") of Real Assets, the Managing Director of Private Markets , and the CIO, the IO and the Real… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & Testing and Examination… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Silicon Valley Power (Santa Clara, CA)
- …term strategic and operational plans, monitor related legislation, regulations, reporting and compliance and serve as the liaison to various stakeholder groups. The ... procurement strategies aligned with our business objectives and evolving energy market dynamics. + _Financial Modeling:_ Utilize production cost modeling to forecast… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and investment bankers. + Leverages extensive knowledge of asset-based lending and capital markets activity to provide guidance on and effectively work ... education and experience. + Extensive knowledge of asset-based lending, private equity, capital markets , merger and acquisition structures, and experience with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …deal team members. + Apply knowledge of credit analysis, asset-based lending and capital markets activity. + Required to successfully complete all required ... compliance training. SUPERVISORY RESPONIBILITIES: + May include direct or...is preferred. + Knowledge of asset-based lending, private equity, capital markets , merger and acquisition structures, and… more
- Energy Northwest (Richland, WA)
- …programs, plans, and procedures to meet strategic objectives. + Assure compliance with regulatory and industry guidance. Provide interpretation of industry guidance ... a high school diploma or GED and PE license obtained by accredited examination plus eight years of engineering experience. **Engineer Senior** Requires a Bachelor's… more
- Parsons Corporation (Anchorage, AK)
- …statement of work includes a variety of activities that support the FAA's Capital Investment Plan (CIP) and certain reimbursable programs, the FAA NextGen Program, ... cross-functionally with project team members and management. + Implements inspection, examination , and testing procedures, and records inspection, examination ,… more
- Washington Metropolitan Area Transit Authority (New Carrollton, MD)
- …as developing talent pipelines is highly preferred. An understanding of human capital /human resources principals is ideal. The successful candidate will have strong ... AIRS Certification, preferred. **Medical Group:** Ability to satisfactorily complete the medical examination for this job. The employee must be able to perform the… more