- Unknown (Atlanta, GA)
- Chief Compliance Officer , Wealth Management About the Company Market-leading tax, audit & business advisory firm Industry Accounting Type Privately Held, ... Business Classifications B2B About the Role The Company is seeking a Chief Compliance Officer (CCO) to join its dynamic Wealth Management team. The… more
- Unknown (El Paso, TX)
- Vice President & Chief Counsel, Wealth Management About the Company Top financial services company specializing in retirement, investments & insurance Industry ... Role The Company is seeking a Vice President and Chief Counsel for Wealth Management. The successful...compliance , and protecting the company's legal interests. The Chief Counsel will be responsible for advising on all… more
- Unknown (Duluth, MN)
- Chief Financial Officer (CFO) About the Company Dynamic provider of personalized financial advisory services Industry Financial Services Type Non Profit Founded ... development About the Role The Company is seeking a Chief Financial Officer (CFO) to play a...returns. This includes overseeing financial performance, risk management, and compliance , and providing strategic and operational leadership in these… more
- Unknown (Ridgecrest, CA)
- Chief Financial Officer (CFO) About the Company Well-established credit union Industry Financial Services Type Privately Held Founded 1947 Employees 201-500 ... mobile banking business banking mortgages consumer lending credit cards wealth management youth accounts insurance services and community events...events About the Role The Company is seeking a Chief Financial Officer (CFO) to join their… more
- Unknown (Merrillville, IN)
- Chief Lending Officer About the Company Pioneering family-owned bank Industry Banking Type Privately Held Founded 1895 Employees 501-1000 Specialties personal ... banking business banking wealth management mortgages and mortgages About the Role The Company is seeking a Chief Lending Officer (CLO) to join their team.… more
- Unknown (Marquette, MI)
- Chief Lending Officer About the Company...and business loans mortgage loans home equity loans trust wealth management and home loans About the Role The ... Company is seeking a Chief Lending Officer (CLO) to join its...a strong understanding of lending regulations, credit risk, and compliance , and a commitment to community banking values and… more
- Unknown (Oklahoma City, OK)
- Chief Financial Officer (CFO) About the Company Innovative investment decision-making platform Industry Financial Services Type Privately Held About the Role The ... Company is seeking a Chief Financial Officer (CFO) to join their...through global expansion. While not required, experience with SEC compliance , IPO readiness, or M&A execution in fintech or… more
- Plante Moran (Southfield, MI)
- …your professional goals. Join us. Plante Moran is seeking a strategic and hands-on Chief Financial Officer (CFO) to lead our financial operations and help shape ... performance. Oversee day-to-day accounting and finance operations, ensuring accuracy, compliance , and strong internal controls. Deliver timely, insightful financial… more
- Unknown (Minneapolis, MN)
- …the Advice and Wealth Management business segment and serves as the Chief Financial Officer for all related legal entities. Key responsibilities include ... Vice President, Global Controller, Advice & Wealth Management About the Company Globally-recognized financial services firm Industry Financial Services Type Public… more
- Unknown (New York, NY)
- …trends, and proactively proposing opportunities for strategic innovation. Hiring Manager Title Chief Operating Officer (COO) of BNY Investments Travel Percent ... Enterprise Brokerage Economics Investment Banking Investment Services Personal Finance Wealth World Domination Asset Management Specialties financial services investment… more
- Unknown (Jersey City, NJ)
- …and continuous learning within the team, and will work closely with the Chief Operating Officer to ensure compliance with regulations. Applicants ... and have a strong sense of accountability and ownership. Hiring Manager Title Chief Operating Officer Travel Percent Less than 10% Functions Finance more
- Unknown (Livermore, CA)
- …and process through the promotion of HRO and DIRFT principles. Hiring Manager Title EVP, Chief Risk Officer Travel Percent Less than 10% Functions Finance ... Specialties personal and business banking residential lending commercial lending wealth management personal banking business banking mortgages checking accounts… more
- Unknown (San Jose, CA)
- …together, championing clients, driving innovation, and embracing learning. Hiring Manager Title Chief Technology Officer Travel Percent Less than 10% Functions ... Software Software Development & Design Analytics Financial Services FinTech SaaS Wealth Management Specialties finance technology data reporting ember java Business… more
- HUB International (New York, NY)
- … (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- First Horizon Bank (Brentwood, TN)
- …Miami, FL; New Orleans, LA; Dallas, TX; Charlotte, NC; Houston, TX **SUMMARY** The Chief Investment Officer is responsible for leadership and oversight of all ... * Host the First Friday Update Economic and Market Review meeting with Wealth Management associates. * Serve as lead speaker for Quarterly Conversation virtual… more
- JPMorgan Chase (New York, NY)
- …VP, you will join a growing and innovative Equity Portfolio Management team within Wealth Management's Chief Investment Officer Team (Private Bank CIO Team), ... including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services. The Global … more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a strategic and ... essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and RNDIP Programs. +… more
- HUB International (Chicago, IL)
- …Retirement & Private Wealth (RPW) lines of business. The National Chief Cross-Sell Officer thrives working in an entrepreneurial environment. Working closely ... due to our industry leading success in mergers and acquisitions. **SUMMARY** The **National Chief Cross-Sell Officer ** plays a vital role in the growth of our… more
- City National Bank (New York, NY)
- * CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief Fiduciary Officer provides strategic direction and oversight for the bank's trust and ... trust and estate administration, fiduciary risk management, and regulatory compliance within a bank or wealth management firm. * Minimum 5 years of experience in… more
