- Mizuho Corporate Bank (New York, NY)
- …of client data + KYC Onboarding background, specific experience in Investment Advisors & Funds a plus + Understanding of FINCEN requirements + Experience ... Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding ...industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- JPMorgan Chase (Miami, FL)
- …in our clients' lives and the wider community. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients by ... Unlock your potential as a Client Associate at JP Morgan Advisors ,...and procedures. + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …ideal candidate thrives in a dynamic environment, managing projects, and partners closely with Onboarding , Client Service, and Investment teams to ensure our ... requirements through the Software Development Lifecycle, ensuring alignment with the needs of Onboarding , Client Service, and Investment teams, and the… more
- JPMorgan Chase (Chicago, IL)
- …escalation for junior Client Service Associates + Partner with leadership with the onboarding and training of new Client Service Associates + Manage daily ... The Client Service Associate is the primary point of...Service Associate works in a team-oriented environment with Financial Advisors , Sales Associates, Product Management, Middle Office, and operations… more
- Thrivent Financial (Quincy, IL)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- JPMorgan Chase (Chicago, IL)
- …initiatives + Oversee and manage onboarding processes for new Financial Advisors , including day one package delivery, client communications, and protocol ... from initiation to completion + Strong communication skills with advisors , internal partners, and client associates; builds...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Comerica (Bloomfield Hills, MI)
- …coaching to advisors in the branch on ongoing business planning, client acquisition, advice, investment solutions, external practice acquisition, and more ... Position Responsibilities: Implement national recruiting strategy. Recruit high quality experienced advisors to your branch. Actively generate leads into local area… more
- Citigroup (San Francisco, CA)
- …improvements for investment procedural and process related activities throughout the client onboarding lifecycle. + Documents, tracks, and monitors client ... The Registered Wealth National Client Onboarding Specialist is a subject matter expert on investment procedures and processes and will work on a team focused… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Plan and execute internal and external communications with plan sponsors, financial advisors and third-party administrators based on client preferences and ... Job Family Transactions / Client Processing About Us At Transamerica, hard work,...and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's… more
- Aegon Asset Management (Cedar Rapids, IA)
- …from other providers. Job Description Responsibilities Transition + Manage a team of Client Onboarding Managers within an assigned region or market segment to ... Job Family Transactions / Client Processing About Us At Transamerica, hard work,...and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's… more
- MUFG (Jersey City, NJ)
- …and KYC processes, reports, procedures with a strong focus on funds and investment advisors . Is also considered an analytical or procedural expert representing ... 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...recruitment team will provide more details. **Job Summary** The Onboarding and Know Your Customer (KYC) Professional II is… more
- City National Bank (New York, NY)
- …WHAT WILL YOU DO? * Assist clients, partner Financial Advisors , Sr. Investment Consultant and Portfolio Manager Teams with client on-boarding and new account ... Works with branch and department colleagues on all aspects of the client on-boarding process. Collaborates with Portfolio Management teams to process requests for… more
- Truist (Tampa, FL)
- …and advice for HNW clients. 4. Actively assist in the client onboarding experience and develop the Investment Policy Statement in accordance with the ... Manager 2 (IM) is responsible for partnering with Wealth Advisors to deliver Investment Management Services to... goal identification for prospective HNW clients. Analyze prospective client investment portfolios; develop investment … more
- T. Rowe Price (Baltimore, MD)
- …of the Investment teams throughout all stages of the client account lifecycle-including new account onboarding , account updates, marketing support, ... areas of the firm including, Sales, Distribution, Operations and Client Services. Supports Investment teams through all...all stages of the account life cycle from prospecting, onboarding , and ongoing client and product support.… more
- T. Rowe Price (Baltimore, MD)
- …Manager and/or the Investment Compliance management team. Responsibilities + Onboarding new accounts, amending existing client documentation, and coding ... global asset management processes by ensuring compliance with regulatory, prospectus, client -directed, and internal investment and operational restrictions for… more
- Truist (Beverly Hills, CA)
- …to identify and address variances. + Actively assist in the client onboarding experience and develop the Investment Policy Statement in accordance with the ... Analyst will typically work with a minimum of 2 Investment Managers to manage a client base...Exchange Act of 1934, FINRA Rule 3110(e), and the Investment Advisors Act of 1940. **_Truist is… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... Wealth is implementing a strategic plan that includes elevating Private Wealth's investment platform, leveraging the firm's global investment capabilities to… more
- BlackRock (San Francisco, CA)
- …Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and ... multi-asset. We deliver world-class service to all our clients, from wealth advisors to family offices to endowments and foundations. **About this Role** We are… more
- Regions Bank (Mclean, VA)
- …+ Supports senior bankers in all aspects of the deal process including due diligence, client onboarding and reporting + Assists in cultivation of client ... preparing presentation materials and interacting with clients on engaged transactions. Clearsight Advisors is an investment banking firm dedicated to providing… more