- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... teams and work with outside counsel regarding transactions, portfolio company oversight, compliance and regulatory matters, and ongoing fund management. Review… more
- VIZIA Diagnostics (Alpharetta, GA)
- …us in our Alpharetta Laboratory. Laboratory Quality Coordinator candidates MUST have prior Regulatory Compliance experience in CAP, or CLIA or CLEP. JOB ... assists in quality control, assurance, and improvement initiatives, and helps ensure compliance with regulatory and accreditation requirements such as CLIA, CAP,… more
- Columbia Technology Partners (Annapolis Junction, MD)
- …solutions to the Government PM in a timely and transparent manner Ensure compliance with all regulatory and administrative requirements imposed by the contract ... as the main point of contact for the Contracting Officer (CO), the Contracting Officer 's Representative (COR),...All applicants and employees are subject to random drug testing in accordance with Executive Order 12564. Employment is… more
- Office of the Secretary of Defense (Arlington, VA)
- …program stages. Review complex requirements packages for adequacy and compliance with administrative, regulatory , and procedural requirements. Evaluate ... develop complex acquisition strategies; and 4) evaluating contractor performance to ensure compliance with regulatory requirements. Experience refers to paid and… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- BMO Financial Group (Chicago, IL)
- …operations and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with … more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- CIBC (Chicago, IL)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist ... compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to...You have 5+ years' experience in regulatory compliance , risk management, or compliance audit/ testing… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies and… more
- KeyBank (Brooklyn, OH)
- …wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...risk management strategies with respect to the execution of testing against applicable OCC regulatory expectations and… more
- KeyBank (Brooklyn, OH)
- …OFAC and Fraud testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments ... (CAFP), Certified Fraud Examiner (CFE), etc.). . Prior financial services compliance testing experience leveraging risk-based auditing techniques. . Experience… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current and...**What's The Role?** As a Risk Assurance and Controls Testing Officer on our RATO team, you… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...affecting private funds, broker-dealers, and investment advisers. *Conduct periodic compliance testing , risk assessments, and forensic reviews… more
- State of Colorado (Denver, CO)
- Laboratory Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5123231) Apply Laboratory Compliance Officer Salary ... with laboratory officials. Demonstrate effective written and oral communication skills. Regulatory Compliance Monitoring Monitor and evaluate plans of correction… more
- KeyBank (Columbus, OH)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable… more
- KeyBank (Cleveland, OH)
- …lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Officer will be a member of...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
