- Citigroup (Tampa, FL)
- …or preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a Privacy and Responsible Data compliance risk officer for Independent ...monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/ product … more
- Citigroup (Tampa, FL)
- Serves as Global Functions product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for governance and reporting ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa Florida… more
- Citigroup (Tampa, FL)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa ... Serves as a senior Finance & Risk compliance risk officer for Independent ...+ Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/business/ product … more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment Banking ... Global Corporate & Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management of a robust … more
- Citigroup (O'Fallon, MO)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Ofallon ... Serves as a senior compliance risk officer for Independent ...product , including cross-border impact. + Advising ICRM and function/business/ product management and personnel on regulatory and compliance… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... the Research Department , guidance on Research Publications, The Global Research Settlement , capital formation rules, laws and...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Morgan Stanley (New York, NY)
- …* Global Financial Crimes: Institutional Securities Group Financial Crimes Advisory Officer * **Location:** *New York-New York* **Requisition ID:** *3250301* ... with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes In Global Financial Crimes (GFC), you will play… more
- Mastercard (Harrison, NY)
- …quality and compliance . Collaboration and Coordination: * Work closely with Global product managers, engineers, and external partners to enhance the Offers ... better business results. **Title and Summary** Manager, Program Management Officer (PMO), Global Offers Program Overview The... Enablement. This role would be reporting to the Product Development team. Role Summary: The Global … more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate- Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... + Develop and maintain a deep understanding of the Global Banking & Markets product spectrum +...of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. +… more
- Citigroup (Tampa, FL)
- …business and other global functions to drive a strong culture of compliance and support the principles of responsible finance. Citi's Global DCI Detection ... The Compl AML Core Officer is a strategic professional who stays abreast...Anti-Money Laundering (AML) proactively identifies, assesses, reports and mitigates compliance and reputational risk across business lines, products, legal… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... risk exposure, overseeing the quality of sanctions control processes and setting global standards to manage and mitigate those sanctions risks and protect the… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... management functions for Structured Derivatives and Lending exposures booked within the Global Commodities line of business * Product coverage includes eg… more
- Morgan Stanley (New York, NY)
- …self-regulatory agencies that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk ... principal responsibilities of this position include: > Assisting in the Firm's robust global compliance program for the Volcker Rule. > Recommending and… more
- Morgan Stanley (Baltimore, MD)
- …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... Morgan Stanley is a leading global financial services firm providing a wide range...**Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: Full-Time ... the monitoring and evaluation framework used to maintain program quality and funder compliance . The position will also be responsible for carrying out on-site and… more
- TIAA (New York, NY)
- The Enterprise Compliance Officer is responsible for providing dedicated support for Wealth Management in administering the global regulatory review process ... + Lead, manage and develop a diverse team of Compliance professionals fostering a consistency in work product and approach and optimizing the use of resources to… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Sr. Officer is accountable for management of complex/critical/large professional disciplinary areas. Requires a ... with control functions such as Strategy & Procedures team, Operations and Oversight, Product and Function ICRMs and Compliance Independent Assessment heads, and… more
- Bosch (Burnsville, MN)
- …voice, sound and music complete our offering. **Job Description** The Foreign Trade Compliance Officer is responsible for ensuring that Bosch Security Systems ... committed to improving the quality of life on a global scale. Bosch Security Systems is a leading ...lives, buildings and assets is the major aim. Our product portfolio includes video surveillance, intrusion detection, fire detection… more