- KeyBank (Brooklyn, OH)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- KeyBank (Buffalo, NY)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- Bank of America (Charlotte, NC)
- …develops and executes assigned testing scope as prescribed by the Global Compliance Operational Risk (GCOR) and Testing Stakeholders. Responsible ... to source testing data, and collaborating with Compliance and Operational Risk officers...and procedures. This role requires partnering effectively with Global Compliance Operational Risk (GCOR), as… more
- First National Bank of Omaha (Omaha, NE)
- …for This Role:** **Basic Qualifications:** + 3+ years of compliance or operational risk experience, ideally within testing , auditing or an analytical ... it fits into our organization's success.** **Summary of the Job:** The Sr. Associate, Risk Evaluation & Assurance is responsible for testing of the Partnership… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance and Operational Risk ... Compliance and Operational Risk Manager- Foreign Exchange Coverage...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational - Risk -Manager Americas-Control-Room-Manager\_25038859-2) **Job Description:**… more
- First Horizon Bank (Memphis, TN)
- …and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant banking ... at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's...testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's … more
- JPMorgan Chase (Plano, TX)
- … Director overseeing Applied Research Technology and Cybersecurity Operational Risk ,you will focus on supporting Compliance , Conduct and Operational ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...control testing ; provide scalable solutions that strengthen operational risk management. + Build end-to-end machine… more
- Bloomberg (New York, NY)
- …+ Proven track record in information security, technology risk , and operational resilience + Hands-on work automating control testing regimes using advanced ... Risk Assurance & Controls Testing Officer...and associated control remediation + Understanding of regulatory and operational risk management, internal controls, and root… more
- Bank of America (New York, NY)
- Director; EAC Compliance & Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director--EAC- Compliance Operational - Risk -Manager\_25046582) **Job Description:** At… more
- Capital One (Mclean, VA)
- …the newly created Network Participant Risk Management (NPRM) Team within the Operational Risk Management second line of defense. The NPRM team's mission is ... Senior Associate - Network Participant Risk Oversight Testing & Monitoring **As...Assessments, Process Level Assessments).** **As part of the larger Operational Risk Management (ORM) organization, you will… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- MUFG (Tampa, FL)
- … with bank policies, procedures, and regulatory requirements to mitigate operational risk to the firm + Execute testing of RCSA controls based on ... and joint accountability model that promotes early identification and assessment of operational risk , effective design and evaluation of controls, and… more
- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- Capital One (New York, NY)
- …and documentation of control testing activities aligned with regulatory, risk management, and compliance requirements + Review and validate control ... Senior Manager, Business Controls Testing , Enterprise Services Risk The Enterprise...compliance with requirements and regulations for the Business Risk organizations within Enterprise Services. Your contributions will drive… more
- Capital One (Mclean, VA)
- …the newly created Network Participant Risk Management (NPRM) Team within the Operational Risk Management second line of defense. The NPRM team's mission is ... Risk Manager - Network Participant Risk Oversight: Testing & Monitoring **Capital...taking decisions and activities.** **As part of the larger Operational Risk Management (ORM) organization, you will… more
- Capital One (Riverwoods, IL)
- …Lead Business Risk and Control Specialist is responsible for performing business compliance and operational risk and control activities. They are also ... Marketing, Compliance , Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk . + Payments/Financial industry experience +… more
- KeyBank (Buffalo, NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- Bank OZK (Charlotte, NC)
- …integrity. + All other duties as assigned. Knowledge, Skills & Abilities + Knowledge of operational risk testing , risk mitigation, and the control ... for maintaining risk management practices and conducting compliance testing to support and enhance the... testing subject matter expert. + Collects Key Risk Indicator data and provides management with operational… more
- MUFG (Tempe, AZ)
- …statements into test scripts. **Qualifications:** + At least 5+ years' experience in risk management, control testing , or related fields, within the financial ... performing or leading RCSA activities including ability to identify controls gaps, risk identification, control design, and control effectiveness testing . +… more