- USAA (Phoenix, AZ)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Plano, TX)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- USAA (San Antonio, TX)
- …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Wells Fargo (Charlotte, NC)
- …team focus is on testing process and controls in place to mitigate operational risk ._** **In this role, you will:** + Utilize practices to perform advanced ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk ... testing for AI across the firm, addressing operational , compliance , and conduct risks. Additionally, you… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- BMO Financial Group (WI)
- …Purpose: **To Boldly Grow the Good in Business and Life.** Our Senior Manager, Compliance & Operational Risk Enablement provides subject matter expertise in ... oversight for the business. Reports on trending and escalates as needed. Risk assesses policies, procedures, and workflows. Project work as assigned. Implements… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- Discover (Riverwoods, IL)
- …ongoing management of an effective second line of defense activities including monitoring, testing , effective challenge, and operational risk assessments of ... of the business and leverages the results from NFRM Testing COE to drive an effective risk ...administration and management + 8+ years' experience with Law, Operational Risk Oversight, Compliance or… more
- M&T Bank (Buffalo, NY)
- …and pace of change may be dynamic and frequent. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... advising senior and executive leadership as it relates to operational risk of the businesses/functions that is...assess and work with the business to incorporate high risk testing scenarios into first line of… more
- SMBC (Jersey City, NJ)
- …effectiveness testing concepts + Prior experience with control evaluation within model risk , operational risk , compliance risk , financial ... capital markets, asset liability management, financial reporting, regulatory reporting, or operational risk areas. Specific experience within Model Risk… more
- MUFG (New York, NY)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- CIBC (Chicago, IL)
- … reviews, assessments, testing , and/or evaluation of control environment, risk mitigations, and compliance with various industry standards and regulatory ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Director of Operational Resilience within the Operational Risk … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer within Operational ...Risk types (L2). + Awareness of applicable major compliance requirements and attributes. + Established analytical skills and… more
- BMO Financial Group (New York, NY)
- …exposure, including, but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security, Third Party Risk , ... research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk ** **&** **Resilience, Global Markets (GM)** is part of… more