- SMBC (Jersey City, NJ)
- …levels, where flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to ... portfolio of benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk , the Director will provide the 2nd Line of Defense… more
- SMBC (Charlotte, NC)
- …a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational Risk , the ... (NFR) Governance team with project management and reporting activities. **Role Objectives: Operational Risk Reporting & Analytics** + Gather, validate, and… more
- SMBC (Jersey City, NJ)
- …President (VP) role will support the review and completion of Finance wide operational risk management activities, including Risk and Controls ... assessments conducted by the Finance first line and Operational Risk Management (ORM) second lines of...field. + 10+ years of experience related to finance, risk management, internal audit, or compliance in… more
- Ally (Lansing, MI)
- …* Recommend enhancements to internal control frameworks to reduce operational , compliance , financial, reputational and strategic risk exposure * Perform and ... controls within processes that support both financial reporting and operational processes to foster a robust risk ...risks and evaluate the design of controls to reduce operational , compliance , financial, reputational and strategic risks… more
- Ally (Lansing, MI)
- …and preventative controls within processes that support both financial reporting and other operational processes to foster a robust risk environment. The CFO ... be, too? **The Opportunity** The CFO Group Business Line Risk Accountant II will assist in the identification and...but not limited to, those that support Ally's SOX compliance . **The Work Itself** * Coordinate the performance of… more
- SMBC (New York, NY)
- …periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Banc of California (Santa Ana, CA)
- …Management individual with strong background and understanding of BSA, AML, Governance, Risk and Compliance applications, proven track record of partnering with ... the business. Supports and monitors IT processes to ensure operational effectiveness and audit compliance . Creates and...strategies including but not limited to the following: Governance, Risk & Compliance (GRC), Human Resources (HR),… more
- Northeast Credit Union (Dover, NH)
- …top and bottom line, and for making commercial decisions to optimize profitability, risk , and growth across consumer deposit and card products. ESSENTIAL ... to forecast revenue, manage budget performance, and track OKR's. Coordinates with Risk Management to ensure product compliance , identify and mitigate portfolio… more
- Sallie Mae (Sterling, VA)
- …of Allowance for Credit Losses (ACL) methodologies and assumptions. + Collaborate with Compliance , Internal Audit, and Operational Risk to ensure ... Demonstrated experience and strong understanding of lines of defense responsibilities and risk governance frameworks. + In-depth knowledge of consumer and/or… more
- Williams Companies (Wysox, PA)
- …As an Environmental Specialist I/II/III (Air Compliance ) you will ensure compliance by reviewing proposed equipment and operational changes against air ... with evolving regulations, such as updates to the Clean Air Act, and guide operational adjustments to ensure compliance . This role also involves conducting site… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- SMBC (Jersey City, NJ)
- …experience in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: ... Officer function plays a critical role in strengthening the Compliance function's risk and control environment by...efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and… more
- Bank OZK (Little Rock, AR)
- …audit approach. + Ability to work on non-BSA/AML/OFAC audits, such as other consumer compliance audits. + Ability to communicate effectively both verbally and ... compliance audits to assess design adequacy and operational effectiveness of controls surrounding the Bank's Bank Secrecy...(5) years of work experience related to BSA/AML or consumer compliance auditing or commensurate work experience… more
- SMBC (Jersey City, NJ)
- …and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk -based annual M&T Plan and a detailed schedule of ... Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit, AML Risk and Control, AML Governance and Oversight,… more
- Main Street Bank (Southborough, MA)
- …events. Ensures compliance with Bank Secrecy Act regulations and internal/ operational risk controls, attending mandatory training sessions and completing ... and ensure compliance with Bank Secrecy Act regulations and adheres to compliance procedures and internal/ operational risk controls in accordance with… more
- iCIMS (Denver, CO)
- …experienced and strategic Principal GRC Security Analyst to help lead our Governance, Risk , and Compliance efforts. In this role, you'll work cross-functionally ... planningDevelop and define associated metrics to allow clear visibility into iCIMS governance, risk , and compliance status. + Provide leadership and act as key… more
- Banc of California (Santa Ana, CA)
- …role in the future of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in creating a dynamic and ... conducting independent credit examinations of loan portfolios to evaluate credit risk management processes to loan originations and portfolio management. Ensure that… more
- SMBC (Charlotte, NC)
- …guidelines, work with business unit to establish operational procedures, monitor compliance . Identify necessary changes to both risk models and operating ... reporting to analyze positions, compare to thresholds, and ensure compliance . Work with business unit to optimize risk...clip levels. Ensure business partners are aware of their risk responsibilities ( operational , market, credit, etc.) and… more
- Florida Atlantic University (Boca Raton, FL)
- …and industry best practices to support continuous improvement in service delivery, compliance , and operational standards. + Prepare and submit required reports ... ongoing training, certification, and knowledge-sharing to build workforce expertise and ensure compliance with safety and operational standards. + Perform other… more
- Affinius Capital (Dallas, TX)
- …+ Maintain policies and ensure adherence with internal controls + Partner with Legal/ Compliance /Tax; identify and mitigate operational risk . + **Process & ... **Company Overview** Along with its affiliate companies, Affinius Capital invests across the risk spectrum for a global client base, managing over $62 billion in… more
