- JPMorgan Chase (Columbus, OH)
- …team in Consumer & Community Banking (CCB), the firm's largest Line of Business . This role offers the opportunity to develop and enhance our control ... CCB, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control... business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense… more
- HSBC (Buffalo, NY)
- …+ Relevant Operational and Resilience Risk experience for a Wealth and Personal Banking business + Demonstrable experience of challenging views with courageous ... a Senior Vice President - Operational and Resilience Risk Oversight for Wealth and Personal Banking (WPB)....Bank's NFR position + Produce insightful Non-Financial risk and control reporting to key WPB risk governance + Coordinate,… more
- JPMorgan Chase (Brooklyn, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... business , specifically Agency Securities Finance. This will involve oversight and credible challenge of daily desk supervision ...oversight and credible challenge of daily desk supervision control checks, oversight of adherence to client… more
- Bank of America (Pennington, NJ)
- …GCOR coverage of Global Corporate & Investment Banking , Global Commercial Banking , Business Banking , Enterprise Payments, Global Research and Enterprise ... with all of GCOR program elements, generally understand the business activities of the FLUs in Global Banking...in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF)… more
- Liberty Bank (Middletown, CT)
- …Abusive Acts or Practices (UDAAP) and other related regulatory guidance. The Fair Banking Officer works directly with business lines and other corporate ... banking regulations. + Significant knowledge base of fair and responsible banking laws, regulations, and oversight , and related FFIEC examination standards,… more
- TD Bank (Greenville, SC)
- …+ Internal Audit and regulatory exam management, and ongoing tracking/remediation oversight + Strategic, financial planning, and business /operations support for ... US Compliance Operations and Governance team. The team provides oversight and support for key elements of the US...Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control … more
- Truist (Winston Salem, NC)
- …reputational) within assigned BUs. Escalate key risk matters to the Head of Business Unit Operational Risk Oversight , the Chief Operational Risk Officer, and ... second line-of-defense (LoD2) Operational Risk team responsible for independent risk oversight of Operational Risk Framework domains for multiple complex Business… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The VP, Transformation Oversight will serve as a business partner to project teams that ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning through reporting and produces quality deliverables. * Collaborates across multiple business units to maintain a risk-based Compliance Oversight program ... testing practices. * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Understanding of a control 's framework… more
- SMBC (New York, NY)
- …credit documentation. Ongoing portfolio reporting, portfolio management, and credit cost oversight . Oversees relevant aspects of the control environment ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...of 72 borrowers by working as a liaison to business opportunities with new and existing clients in alignment… more
- TD Bank (Mount Laurel, NJ)
- …The AML Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... high-risk issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Risk Identification and Assessment (ERIA), Issues Management (IM), New Business Initiatives (NBI), Risk and Control Self-Assessments (RCSA), and ... role will develop specific subject matter expertise for the Corporate & Investment Banking Group including understanding of business strategy, the customer base,… more
- Truist (Charlotte, NC)
- … processes and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4. Support the business ... enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership… more
- MUFG (Tampa, FL)
- …Purpose of Job** : Reporting to the Director of Corporate & Investment Banking and Operations Business Coverage Team, responsible for executing the second ... line of defense oversight and challenge program across all business ...Corporate and Investment Banking and Japanese Corporate Banking based business lines and our Enterprise… more
- TD Bank (Mount Laurel, NJ)
- …domain subject matter expertise in specialized functions to ensure integrity of oversight and control , escalate as required within mandate. Additionally, this ... / modifications, develops strategies to achieve recommendations + Leads relationships with business lines / corporate and/or control functions to ensure… more
- Citizens (Westwood, MA)
- Description As the Senior Oversight Manager supporting the Non-Financial Risk Management Oversight unit, you will be responsible for designing, enhancing, and ... to Citizen's fraud processes, procedures, and supporting documentation. The Senior Oversight Manager will develop the oversight capabilities necessary to… more
- Citizens (Johnston, RI)
- …of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is responsible for ensuring that ... + Demonstrate capabilities associated with stakeholder management, influence, motivation, and oversight to enable effective challenge to the Business … more
- Takeda Pharmaceuticals (Boston, MA)
- …coordinate/ facilitate recurring global CoE governance meetings. You will provide management oversight and administration of Cell Banking Center Of Excellence ... Excellence (CoE), you will be responsible for management and oversight of the Cell Bank CoE project portfolio and...Change Controls with applicable stakeholders. + Bridge technical and business disciplines as they relate to cell banking… more
- Citigroup (New York, NY)
- …framework. **Responsibilities:** + Providing **compliance coverage for Fraud Operations providing oversight over USPB, Wealth and Services, Markets, Banking ... of related remediation. Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions,… more
- Citigroup (Tampa, FL)
- **The Banking and International Risk ("BIR") Chief Administrative Officer** **("CAO")** reports directly to the Head of Chief Risk Officer ("CRO") BIR and has ... responsibility for coordinating across all the Banking and International Risk teams to ensure efficient management of multi-disciplinary processes. This includes… more