- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- USAA (Plano, TX)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Information** ** Governance Advisor (Mid-Level) - AML** you'll provide governance , ... security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for...practices. Monitors the use of data to ensure careful control and effective use to achieve objectives. You'll participate… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** Schwab's Wealth & Advice Solutions (WAS) organization offers industry-leading wealth management services to both retail and registered ... investment advisor (RIA) clients. The team is responsible for Schwab's...includes enhancing the services and capabilities available across our advice spectrum, with focus on flagship full-service advisory offering,… more
- Capital One (Richmond, VA)
- …expert advice , influence adjustments to the processes, procedures, and controls + Perform UDAAP validations and reviews + Active involvement with compliance ... Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance... is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter… more
- PNC (Cleveland, OH)
- …an opportunity to contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent ... a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as well as providing guidance and support to PNC… more
- PNC (Cleveland, OH)
- …to the company's success. We are looking to hire an AML Sanctions Advisor to support Treasury Management within PNC's Enterprise Advisory group in AML. The ... through practical experience in core BSA/AML operational functions or a governance role is preferred. Certifications such as the Certified Anti-Money Specialist… more
- Northwell Health (New Hyde Park, NY)
- …to established standards and strategy. Recommends and advocates for data policies, governance structures and control frameworks for ongoing management of data ... 164791 **Department Overview** + Key member of the Enterprise Data Governance function at Northwell, including facilitating the operationalization of governance… more
- M&T Bank (Buffalo, NY)
- … governance policies, standards and processes + Validate financial results to ensure governance controls are embedded in reporting processes + Act as a ... **Overview:** The Profitability Governance Financial Analysis Consultant is responsible for establishing,...and insightful analysis on multifaceted projects independently. Provides comprehensive advice and options to management for use in setting… more
- Southern California Edison (Irwindale, CA)
- …needs Lastly the data analyst will support data quality assurance and quality control in coordination with data governance framework of standards, policies, and ... Join the Clean Energy Revolution Become a Data Strategy, Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, you'll be a part of… more
- Truist (Raleigh, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- PNC (Cleveland, OH)
- …opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's Enterprise Compliance organization, you will be based in Pittsburgh, ... to: * Complete independent Compliance risk analysis * Provide advice , review, and challenge of line of business initiatives...initiatives * Review and challenge of Compliance risk and controls * Identify and escalate concerns and emerging risk… more
- USAA (Tampa, FL)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have expertise in **Risk..._** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT)… more
- Comerica (Charlotte, NC)
- …effective controls are proactively integrated into key business processes. The Business Control Director Senior is a trusted advisor to line of business ... teams as well as business leaders to provide proactive advice and input on key business and control...robust oversight to continuous monitoring plans and risk and control assessments. Oversees creation of governance materials… more
- Capital One (Mclean, VA)
- …programs** + **Drive consistent application of enterprise script and model control governance requirements; which includes acting as an advisor to those who ... the control testing space for script based controls , including developing a governance framework, utilizing...escalating concerns as needed** + **Provide challenge, expertise and advice on enhancing the design effectiveness and maturity of… more
- MTA (Jamaica, NY)
- … Act + Establish, implement, and maintain guidelines for a system of internal controls and a program of internal control review that promotes efficiency and ... will conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries, including but not… more
- BMO Financial Group (New York, NY)
- …Develops and monitors the market risk management framework that includes the governance framework and practices leveraged across BMO to manage market risk. Provides ... policies and standards, methodologies, and controls to increase transparency, accuracy and consistency across groups....Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy… more
- Microsoft Corporation (Atlanta, GA)
- …value, protect, and defend privacy. Our privacy commitments are grounded in data governance practices that enable our customers and employees to trust that we'll ... and customer privacy to lead our global privacy initiatives through Governance , Risk and Compliance (GRC), emphasizing automation, data-driven insights and… more
- ABM Industries (Alpharetta, GA)
- …The business information security officer (BISO) serves as a trusted security advisor to lines of business. The BISO understands security risks and technologies ... understand threats, as well as risk mitigations and technical controls recommended by security leaders. **Responsibilities:** In the role...general responsibilities, such as: + Serve as a trusted advisor with business unit leadership. + Act as a… more
- TD Bank (Charlotte, NC)
- …implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects Supports the Wealth Compliance ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more
- TD Bank (New York, NY)
- …and system implementations. This role will partner closely with Finance leadership, governance and control teams, business stakeholders, and project teams to ... regulatory execution + Design and develop robust processes with enhanced documentation, governance & control , simplification, and automation where applicable +… more