- Banc of California (Santa Ana, CA)
- …to loan originations and portfolio management. Ensure that asset and portfolio quality is accurately assessed and reported to the Board, Enterprise Risk Committee, ... credit portfolio management activities including new business lending programs, underwriting , and portfolio management requirements. + Correctly identify weaknesses… more
- UNUM (Chattanooga, TN)
- …incumbent works in close partnership with the AVP to design and implement comprehensive quality audit programs for the Operational functions in the US based ... for the strategic direction, development, and implementation of the Quality Audit (QA) plans, a key control...+ Performs other duties as assigned. **Job Specifications** + Underwriting experience and knowledge strongly preferred. + A minimum… more
- GuideOne Insurance (Boston, MA)
- The Underwriting Director for Programs leads the overall strategy, execution, and profit and loss performance of the GuideOne Programs business unit. This role ... daily operations and performance of programs, driving efficiency, effectiveness, and quality outcomes. + Optimize program structure and underwriting capacity… more
- American Express (Phoenix, AZ)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality , and standards; regulatory relations; reporting; training ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- University of Pennsylvania (Philadelphia, PA)
- …Regulatory Affairs will facilitate ongoing improvement of clinical trial compliance and quality assurance through communication of audit results and compliance ... wellness programs and resources, and much more. Posted Job Title Associate Director , Regulatory Job Profile Title Associate Director , Clinical Research… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is ... teams, CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed… more
- TD Bank (New York, NY)
- …team partners closely with senior leaders across departments Risk, Legal, HR, Compliance, Audit and will work in close alignment with our TDGUS and CUSO operations ... with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: +… more
- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting ... of a challenging and stimulating environment, primarily through delivering quality leadership and empowering the team with the skills,...will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
- TD Bank (New York, NY)
- …requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice-President and Managing Director , Analytics & BI, TDS G&C, the primary role of the ... Director , Algo and Model Risk, TDS G&C is to...is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **Job Accountabilities:**… more
- Huntington National Bank (New York, NY)
- Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate Mortgage Finance Group, will be an integral component to the building out of the ... environment. Credit Performance: Responsible for maintaining acceptable levels of credit quality of an assigned team's portfolio consistent with the Bank and… more
- NJEDA (NJ)
- …Goals and Objectives: + Success of this role will be measured based on the quality of analyses presented to Managing Director for review and approval. High ... control reviews. Reporting Structure: + This position reports to Managing Director , Underwriting . Qualifications Skills and Qualifications Technical Skills: +… more
- TD Bank (New York, NY)
- …framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the ... on us. **Key Responsibilities:** The incumbent will assist the Director of Quality Assurance with providing advice,...a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance… more
- University of Pennsylvania (Philadelphia, PA)
- …required regulatory documentation for Sponsor Oversight and independent DSMB or Medical Director assessment, as well as organize and maintain all regulatory affairs ... Specialist C, prepares submissions to the FDA in CTD or eCOPY format, conducts quality reviews of all regulatory documents for submission and any data reports, and… more
- UNUM (Columbia, SC)
- …Foster strong partnership with key, internal areas such as Benefits Compliance, Quality Assurance, Internal Audit , Policies and Procedures, Project Delivery, ... level leader will be accountable for overall claim adjudication, quality , and delivery on claim performance for Voluntary Benefits...Unum and Colonial Life brands This position may lead Director and Manager level team members who, in-turn, lead… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary** ... including new business and product initiatives, customers and transactions. + Provide quality evaluations and enhancements of exception reports when needed. + Where… more
- TD Bank (New York, NY)
- …practices across finance systems. . Manage operational risk, cybersecurity, data quality , and audit requirements in technology solutions. **Qualifications:** ... details for this role. **Job Description:** Preferred Qualifications **Description:** The Director of Finance, Tax, and Accounting Technology will lead strategic… more
